Wardell-Smith Sara
SEC insider (Form 3/4/5 filer). CIK 0002001931. Director at Axos Financial, Inc. (AX) and 1 other issuer. 8 reported Form 4/5 transactions since Sep 2024; latest on Nov 14, 2025. Located in LAS VEGAS, NV.
Companies Wardell-Smith Sara has filed insider reports for
- Axos Financial, Inc. (AX): Director
- C1 Fund Inc. (CFND): Director
Wardell-Smith Sara
CIK: 0002001931
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (8 total)
- Nov 14, 2025AX
Axos Financial, Inc.
AwardDirectRestricted Stock Units
3.6K shares- - Nov 14, 2025AX
Axos Financial, Inc.
ExerciseDirect4.3K shares at avg. $79.12$339K - Nov 14, 2025AX
Axos Financial, Inc.
DispositionDirect2.1K shares at avg. $79.12$170K - Aug 8, 2025CFND
C1 Fund Inc.
PurchaseDirect30K shares at avg. $10.00$300K - Mar 4, 2025AX
Axos Financial, Inc.
PurchaseDirect3K shares at avg. $64.73$194K - Dec 15, 2024AX
Axos Financial, Inc.
ExerciseDirect4.5K shares at avg. $79.62$358K - Dec 15, 2024AX
Axos Financial, Inc.
DispositionDirect2.3K shares at avg. $79.62$179K - Nov 14, 2024AX
Axos Financial, Inc.
AwardDirectRestricted Stock Units
4.3K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Nov 14, 2025 |  AX Axos Financial, Inc. | Award Restricted Stock Units | 3,615 | - | - | Direct |
| Nov 14, 2025 | AX Axos Financial, Inc. | Exercise | 4,289 | $79.12 | $339,346 | Direct |
| Nov 14, 2025 | AX Axos Financial, Inc. | Disposition | 2,144 | $79.12 | $169,633 | Direct |
| Aug 8, 2025 |  CFND C1 Fund Inc. | Purchase | 30,000 | $10.00 | $300,000 | Direct |
| Mar 4, 2025 | AX Axos Financial, Inc. | Purchase | 3,000 | $64.73 | $194,204 | Direct |
| Dec 15, 2024 | AX Axos Financial, Inc. | Exercise | 4,500 | $79.62 | $358,290 | Direct |
| Dec 15, 2024 | AX Axos Financial, Inc. | Disposition | 2,250 | $79.62 | $179,145 | Direct |
| Nov 14, 2024 | AX Axos Financial, Inc. | Award Restricted Stock Units | 4,289 | - | - | Direct |
1-8 of 8 transactions