Spectrum Asset Management, Inc.
CIK: 1318293
Increased
0
Holdings (4)
Q3 2026 13F, quarter ended Sep 30, 2026, filed Nov 2, 2026
- PQDI
PRINCIPAL EXCHANGE TRADED FD
$38.84M
2.08M sh51.17%New - PGX
INVESCO EXCH TRADED FD TR II
$32.27M
3.20M sh42.50%-35.3% - WFC-PL
WELLS FARGO & CO
$3.71M
3,437 sh4.89%+0.0% - BAC-PL
BANK OF AMER CORP
$1.1M
897 sh1.44%+0.0%
| Security | Shares | Value | Change | Weight | Period |
|---|---|---|---|---|---|
 PQDI PRINCIPAL EXCHANGE TRADED FD | 2.08M | $38.84M | New | 51.17% | Q3 2026 |
 PGX INVESCO EXCH TRADED FD TR II | 3.20M | $32.27M | -35.3% | 42.50% | Q3 2026 |
 WFC-PL WELLS FARGO & CO | 3,437 | $3.71M | +0.0% | 4.89% | Q3 2026 |
 BAC-PL BANK OF AMER CORP | 897 | $1.1M | +0.0% | 1.44% | Q3 2026 |
1-4 of 4 holdings
Sector Allocation
SEC Filings
| Form | Description | Filed |
|---|---|---|
About Spectrum Asset Management, Inc.
Spectrum Asset Management, Inc. is an Investment Adviser that reports its US-listed stock and option positions to the SEC on Form 13F (CIK 1318293). Signal8 holds 22 13F filings from it. Its SEC filings list Connecticut as its state of incorporation.
Its most recent 13F holdings report covers Q3 2026 (the quarter ended Sep 30, 2026) and was filed on Nov 2, 2026. That report lists 4 securities, not counting options, the same number as in Q2 2026.
Its four largest reported positions, in order, are PRINCIPAL EXCHANGE TRADED FD (PQDI), INVESCO EXCH TRADED FD TR II (PGX), WELLS FARGO & CO (WFC-PL) and BANK OF AMER CORP (BAC-PL).
Recent 13F filings by Spectrum Asset Management, Inc.
- Q3 2026: 13F-HR filed Nov 2, 2026, listing 4 securities.
- Q2 2026: 13F-HR filed Aug 4, 2026, listing 4 securities.
- Q1 2026: 13F-HR filed May 4, 2026, listing 4 securities.
- Q4 2025: 13F-HR filed Feb 2, 2026, listing 4 securities.
- Q3 2025: 13F-HR filed Oct 27, 2025, listing 4 securities.
- Q2 2025: 13F-HR filed Aug 8, 2025, listing 4 securities.