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LPL Financial Welcomes Prince Financial Services

$LPLAPress releaseOct 14, 2026, 8:55 AM ETRead the release

LPL Financial announced that Prince Financial Services, a Seattle-based firm serving roughly $1 billion in advisory, brokerage and retirement plan assets, has joined LPL's broker-dealer, RIA and custodial platforms. The team moved from Northwestern Mutual after what it described as a nearly year-long review of affiliation options, citing LPL's technology and service model.

Key figures

Total advisors
more than 32,000
Recruited assets
$1 billion
Total brokerage advisory assets
$2.6 trillion

AI analysis

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AI-generated analysis of a public disclosure. Not investment advice; verify against the original document.