NUBURU Announces Receipt of NYSE American Warning Letter Regarding Disclosure Requirements
NUBURU received a public warning letter from NYSE American for violating Section 401(a) disclosure rules, tied to two material events from September 30 that the company only disclosed via 8-K on October 6: a side letter with Esousa Group offering purchasers and a share-return deal with Brick Lane cancelling a $15 million promissory note. Because of prior violations, NYSE Regulation stated that any future 1009-level violation will result in immediate trading suspension and delisting proceedings rather than another warning letter.
Key figures
- Warning letter date
- 2026-10-19
- Exchange rule violated
- Section 401(a) NYSE American Company Guide
- Promissory note cancelled
- $15 million
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