What is a deficiency notice?

A letter from Nasdaq or NYSE telling a company it no longer meets a listing rule, such as the $1 minimum bid price, and how long it has to regain compliance. Companies disclose them in an 8-K.

Does a flag mean the stock will be delisted?

No. Many companies regain compliance, often through a reverse split. The flag records the notice or condition, not an outcome.

Compliance watch: Delist watch

	Ticker	Dilution	Price	Prev Close	Chg %	From Open	From HOD	Rvol	Vol	Float	Mkt Cap	SI %	Sqz Score	Flags	Catalyst

Nasdaq Delisting List: Stocks With Deficiency Notices and Listing Compliance Flags

Delist Watch lists stocks carrying at least one listing-compliance signal from the exchanges or from their own trading: an open deficiency notice, 20 or more sessions below $1, a close under $0.10, an equity shortfall, or a place on Nasdaq’s Noncompliant or Pending Delisting lists.

Every flag is a recorded fact from an exchange notice, an SEC filing or the price history. A stock with no flag shown has no signal measured, which is not the same as being in compliance.

What it screens for

Flagged on any listing-compliance signal: an open deficiency notice, 20+ sessions under $1, a close under $0.10, near the reverse-split cap with a bid-price problem (10+ sessions under $1 or an open bid-price notice), an equity shortfall, or a place on Nasdaq's Noncompliant list or (for a regulatory reason) its Pending Delisting list.

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Frequently asked questions

What is a deficiency notice?: A letter from Nasdaq or NYSE telling a company it no longer meets a listing rule, such as the $1 minimum bid price, and how long it has to regain compliance. Companies disclose them in an 8-K.
Does a flag mean the stock will be delisted?: No. Many companies regain compliance, often through a reverse split. The flag records the notice or condition, not an outcome.
What exactly does the delist watch preset screen for?: Flagged on any listing-compliance signal: an open deficiency notice, 20+ sessions under $1, a close under $0.10, near the reverse-split cap with a bid-price problem (10+ sessions under $1 or an open bid-price notice), an equity shortfall, or a place on Nasdaq's Noncompliant list or (for a regulatory reason) its Pending Delisting list. It runs in every session: premarket, the regular session and after hours, switching on its own.
Who can use it?: It is part of Signal8 Pro.

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Price ≥ $0.10
Volume ≥ 50K
Exchange: NASDAQ, NYSE, AMEX

	Ticker	Price	Prev Close	Chg %	From Open	From HOD	Rvol	Vol	Float	Mkt Cap	SI %	Sqz Score	Dilution	Flags	Catalyst

Nasdaq Delisting List: Stocks With Deficiency Notices and Listing Compliance Flags

What it screens for

Frequently asked questions

Scanner presets

Nasdaq Delisting List: Stocks With Deficiency Notices and Listing Compliance Flags

What it screens for

Frequently asked questions

Scanner presets