ROZE AI INC. Form 424B4 — Sep 28, 2026
Roze AI Inc. filed a 424B4 prospectus for its direct listing on the Nasdaq Capital Market under symbol RZAI, registering up to 18,138,565 common shares for resale by existing shareholders, with trading expected to begin on or about September 29, 2026. No underwriters are engaged on a firm-commitment basis and the company will receive no proceeds from shareholder sales. Concurrent with the listing, Roze AI closed a $10 million private placement of 1,250,000 Class C Preferred Shares at $8.00 per share.
Key figures
- Revenue
- 2295237
- Gross Proceeds
- 10000000
- Offering Price
- $8.00 per Class C Preferred Share (private placement); no fixed public offering price (direct listing)
- Shares Offered
- 18138565
- Advisory fee
- $250,000 one-time cash fee to RBW Capital Partners
- Revenue 2024
- 8225475
- Net loss 2024
- 1444257
- Debt outstanding
- $6.5 million (incl. ~$2.0M convertible)
- Voting power ceo
- 61% post-listing (controlled company)
- Accumulated deficit
- 16754384
- Direct listing ticker
- RZAI
- Preferred dividend rate
- 12% of $8.00 Fixed Price ($0.96/share/year), cumulative
- Warrant shares registered
- 4260000
- Conversion floor price 120d
- $1.00
- Shares registered for resale
- 18138565
- Class c preferred shares sold
- 1250000
- Outstanding common registered
- 13878565
- Conversion floor price initial
- $4.00
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