Capstone Holding Corp. (CAPS) Form 8-K — Nov 9, 2026
Capstone Holding Corp. entered a First Amendment to its senior secured convertible note with 3i, LP on November 6, 2026, extending the maturity date of the ~$3.55 million note (with ~$900,000 still outstanding) from October 22, 2026 to December 13, 2027. The amendment includes a standstill: the holder will not enforce or collect on any pre-existing events of default, and no default interest or late charges accrue on account of such defaults through the new maturity date. Interest after October 22, 2026 accrues only on outstanding principal.
Key figures
- Debt Amount
- 900000
- New maturity date
- December 13, 2027
- Exchange cap shares
- 1038050
- Former maturity date
- October 22, 2026
- Original note principal
- 3545712
- Original issue discount pct
- 8.34
- Beneficial ownership cap pct
- 4.99
- Equity facility commitment usd
- 20000000
- Vwap purchase price discount pct
- 3
- Shares reserved for vwap purchases
- 39777249
AI analysis
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