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YUNHONG GREEN CTI LTD. (YHGJ) Form 8-K — Oct 5, 2026

$YHGJForm 8-KItems 1.01, 5.08, 9.01Filed Oct 5, 2026, 12:48 PM ET0001493152-26-045723Original filing

Yunhong Green CTI entered conversion restriction and waiver agreements with the holders of its Series E (130,000 shares) and Series F (70,000 shares) convertible preferred stock on September 29, 2026, in connection with a proposed public offering. The holders agreed not to convert, exercise, or transfer during a restricted period lasting until at least the later of the offering's close and the second anniversary of the agreements. As consideration, the company extended the warrant expiration dates from March 11, 2027 to March 11, 2029.

Key figures

Restricted period
until 61 days after holder termination notice, no earlier than later of offering close/abandonment and second anniversary of agreement
Annual meeting date
2026-12-30
Rule 14a 8 deadline
2026-10-23
Rule 14a 19 deadline
2026-10-31
Warrant expiry prior
2027-03-11
Series e preferred shares
130000
Series f preferred shares
70000
Warrant expiry extended to
2029-03-11
Director nomination deadline
2026-10-15

AI analysis

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AI-generated analysis of a public disclosure. Not investment advice; verify against the original document.