Netcapital Inc. (NCPL) Form 8-K — Nov 9, 2026

Netcapital Inc. received a letter from Nasdaq's Listing Qualifications Department on November 5, 2026, granting it an exception to regain compliance with Listing Rule 5250(c)(1). The company had been out of compliance since Nasdaq sent delinquency notices on August 24 and September 21, 2026, for failing to timely file its Form 10-K for fiscal year ended April 30, 2026, and its Form 10-Q for the quarter ended July 31, 2026. Under the exception, Netcapital must file both delinquent reports by February 9, 2027, or Nasdaq will issue a delisting determination, which the company could then appeal to a Nasdaq Hearings Panel.

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