AQUABOUNTY TECHNOLOGIES INC (AQB) Form 424B3 — Oct 23, 2026
AquaBounty filed a 424B3 prospectus registering the resale of up to 8,077,043 shares of common stock issued on October 23, 2026 upon automatic conversion of its Series A and Series B Convertible Preferred Stock, held by 24 selling stockholders. The company will receive no proceeds; selling stockholders may sell at any time at prevailing market prices. The conversion more than doubled the share count, from 5,214,910 shares outstanding before conversion to 13,291,953 after — dilution of over 60% for existing common holders. The shares cover the conversion of preferred that raised roughly $2.75 million in cash plus a $4.0 million senior-note exchange, and carried 18% cumulative dividends.
Key figures
- Offering Price
- 1.02
- Shares Offered
- 8077043
- Shares Outstanding
- 13291953
- Headcount
- 3
- Series a gross
- $4.0M senior notes exchanged + $500,000 cash
- Jobsohio grant demand
- $1,000,000
- Preferred dividend rate
- 18.0% per annum
- Series b gross proceeds
- 2250000
- Series a conversion price
- $0.9129
- Series b conversion price
- $1.03
- Last sale price oct22 2026
- $1.02
- Series a conversion shares
- 5771929
- Series b conversion shares
- 2305114
- Univest richmond group ownership
- 16.24% (2,158,445 shares)
- Shares outstanding prior to conversion
- 5214910
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