NeoVolta Inc. (NEOV) Form 424B3 — Oct 9, 2026
NeoVolta filed a 424B3 prospectus registering the resale of up to 1,454,545 shares issuable upon exercise of warrants issued September 4, 2026 to lenders under a $20 million credit facility from Horizon Technology Finance, ROHO Capital, and Monroe Capital. The warrants carry a $3.30 exercise price, well above the $2.60 closing price on October 8, 2026, and if exercised in full for cash would deliver NeoVolta approximately $4.8 million in gross proceeds. The company itself will receive nothing from the selling stockholders' resales.
Key figures
- Debt Amount
- 20000000
- Interest Rate
- 10
- Maturity Date
- March 3, 2028
- Gross Proceeds
- approximately $4.8 million (potential, if warrants exercised in full for cash)
- Offering Price
- 3.3
- Shares Offered
- 1454545
- Shares Outstanding
- 59013247
- Warrant term
- 5 years
- Cap allocation amount
- 19.99% of shares outstanding
- Additional warrant shares
- 727273
- Potential additional loan
- 10000000
- Beneficial ownership limit
- 4.9%
- Closing share price oct 8 2026
- 2.6
AI analysis
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