EQUUS TOTAL RETURN, INC. (EQS) Form 8-K — Oct 13, 2026

Equus Total Return (NYSE: EQS) received an NYSE notice on October 6, 2026 that it is out of compliance with the $1.00 minimum average closing price rule after its stock averaged below $1.00 over 30 consecutive trading days. The notice is a deficiency notice, not a delisting: EQS shares continue to trade on the NYSE, and the company has six months to regain compliance by maintaining a closing price at or above $1.00 on the last trading day of any calendar month and over the trailing 30 trading days.

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