STEM, INC. (STEM) Form 8-K — Oct 23, 2026
$STEMForm 8-KItems 3.01, 7.01, 9.01Filed Oct 23, 2026, 4:07 PM ET0001758766-26-000088Original filing
Stem, Inc. disclosed that it is not in compliance with NYSE continued listing standard Section 802.01B, which requires average market capitalization of at least $50 million over 30 trading days and stockholders' equity of at least $50 million. The company received the NYSE non-compliance letter on October 20, 2026. Stem must notify the NYSE within 10 business days of its intent to submit a business plan, and must file that plan within 45 days demonstrating how it will regain compliance within 18 months.
Key figures
- Cure period months
- 18
- Market cap threshold
- $50.0 million
- Business plan deadline days
- 45
- Stockholders equity threshold
- $50.0 million
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