ESS Tech, Inc. (GWH) Form 8-K — Oct 5, 2026

$GWHForm 8-KItems 3.01, 7.01, 9.01Filed Oct 5, 2026, 8:39 AM ET0001819438-26-000088Original filing

NYSE Regulation suspended trading in ESS Tech (GWH) common stock immediately on October 2, 2026 and commenced delisting proceedings because the company fell below the $15 million average global market cap requirement over 30 trading days. This is ESS's second delisting determination in two weeks, following a September 24, 2026 determination under Section 802.02; the company says it will request NYSE board committee review within ten business days. Shares now trade over-the-counter under ticker GWHT, a far less liquid market that could further depress the stock price.

Key figures

Otc ticker: GWHT
Appeal deadline business days: 10
Market cap listing threshold usd: 15000000

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