Capital Southwest Corp. (CSWC)
Capital Southwest Corp. (CSWC) Insider Trading
Directors, officers and holders of more than 10% of CSWC report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 45 most recent of 45 transactions on file: 16 with code P, 1 with code S and 28 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 1, 2026 | Thomas William R III | Director | P Purchase | 2,170 | $23.04 | $50,005 |
| Aug 10, 2026 | BATTIST CHRISTINE | Director | A Award | 1,989 | Not measured | Not measured |
| Aug 10, 2026 | Rogers-Windsor Ramona Lynn | Director | A Award | 1,989 | Not measured | Not measured |
| Aug 10, 2026 | Brooks David R | Director | A Award | 1,989 | Not measured | Not measured |
| Aug 10, 2026 | Thomas William R III | Director | A Award | 1,989 | Not measured | Not measured |
| Aug 10, 2026 | FURST JACK D | Director | A Award | 1,989 | Not measured | Not measured |
| Jun 30, 2026 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 211 | $23.70 | $5,000 |
| Jun 17, 2026 | BATTIST CHRISTINE | Director | P Purchase | 860 | $23.23 | $19,978 |
| Jun 10, 2026 | Weinstein Joshua S. | Senior Managing Director & CIO | F Tax Payment | 9,588 | $23.54 | $225,702 |
| Jun 10, 2026 | Rehberger Chris | Chief Financial Officer | F Tax Payment | 3,688 | $23.54 | $86,816 |
| Jun 10, 2026 | Sarner Michael Scott | President and CEO | F Tax Payment | 11,705 | $23.54 | $275,536 |
| Jun 9, 2026 | Sarner Michael Scott | President and CEO | A Award | 140,000 | Not measured | Not measured |
| Jun 9, 2026 | Rehberger Chris | Chief Financial Officer | A Award | 75,000 | Not measured | Not measured |
| Jun 9, 2026 | Rehberger Chris | Chief Financial Officer | F Tax Payment | 4,492 | $23.28 | $104,574 |
| Jun 9, 2026 | Sarner Michael Scott | President and CEO | F Tax Payment | 13,765 | $23.28 | $320,449 |
| Jun 9, 2026 | Weinstein Joshua S. | Senior Managing Director & CIO | A Award | 100,000 | Not measured | Not measured |
| Jun 9, 2026 | Weinstein Joshua S. | Senior Managing Director & CIO | F Tax Payment | 11,349 | $23.28 | $264,205 |
| Jun 5, 2026 | Thomas William R III | Director | P Purchase | 5,000 | $23.40 | $117,000 |
| Jun 5, 2026 | Thomas William R III | Director | S Sale | 4,661 | $23.29 | $108,569 |
| Jun 1, 2026 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 213 | $23.42 | $4,988 |
| Feb 27, 2026 | Sarner Michael Scott | President and CEO | P Purchase | 2,695 | $21.90 | $59,013 |
| Feb 9, 2026 | BATTIST CHRISTINE | Director | P Purchase | 600 | $23.16 | $13,895 |
| Oct 1, 2025 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 463 | $21.55 | $9,979 |
| Aug 20, 2025 | BATTIST CHRISTINE | Director | P Purchase | 667 | $22.45 | $14,972 |
| Aug 12, 2025 | Brooks David R | Director | A Award | 2,193 | Not measured | Not measured |
| Aug 12, 2025 | FURST JACK D | Director | A Award | 2,193 | Not measured | Not measured |
| Aug 12, 2025 | Thomas William R III | Director | A Award | 2,193 | Not measured | Not measured |
| Aug 12, 2025 | BATTIST CHRISTINE | Director | A Award | 2,193 | Not measured | Not measured |
| Aug 12, 2025 | Rogers-Windsor Ramona Lynn | Director | A Award | 2,193 | Not measured | Not measured |
| Jun 23, 2025 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 471 | $21.19 | $9,980 |
| Jun 10, 2025 | Rehberger Chris | Chief Financial Officer | F Tax Payment | 3,041 | $21.35 | $64,925 |
| Jun 10, 2025 | Weinstein Joshua S. | Senior Managing Director & CIO | F Tax Payment | 12,041 | $21.35 | $257,075 |
| Jun 10, 2025 | Sarner Michael Scott | President and CEO | F Tax Payment | 15,319 | $21.35 | $327,061 |
| Jun 9, 2025 | Weinstein Joshua S. | Senior Managing Director & CIO | A Award | 65,000 | Not measured | Not measured |
| Jun 9, 2025 | Weinstein Joshua S. | Senior Managing Director & CIO | F Tax Payment | 3,127 | $21.06 | $65,855 |
| Jun 9, 2025 | Rehberger Chris | Chief Financial Officer | A Award | 45,000 | Not measured | Not measured |
| Jun 9, 2025 | Sarner Michael Scott | President and CEO | F Tax Payment | 3,648 | $21.06 | $76,827 |
| Jun 9, 2025 | Rehberger Chris | Chief Financial Officer | F Tax Payment | 1,126 | $21.06 | $23,714 |
| Jun 9, 2025 | Sarner Michael Scott | President and CEO | A Award | 80,000 | Not measured | Not measured |
| May 27, 2025 | BATTIST CHRISTINE | Director | P Purchase | 476 | $20.87 | $9,935 |
| Mar 26, 2025 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 450 | $22.52 | $10,134 |
| Dec 12, 2024 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 250 | $22.67 | $5,667 |
| Nov 8, 2024 | BATTIST CHRISTINE | Director | P Purchase | 256 | $23.13 | $5,921 |
| Nov 7, 2024 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 500 | $23.07 | $11,533 |
| Sep 16, 2024 | Rogers-Windsor Ramona Lynn | Director | P Purchase | 250 | $25.03 | $6,258 |
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.