Great Elm Capital Corp. (GECC)
Great Elm Capital Corp. (GECC) Insider Trading
Directors, officers and holders of more than 10% of GECC report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 66 transactions on file: 9 with code P, 23 with code S and 18 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 21, 2026 | Great Elm Group, Inc. | 10% Owner | J Other | 111,958 | Not measured | Not measured |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | F Tax Payment | 3,451 | $5.37 | $18,532 |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | A Award | 791 | Not measured | Not measured |
| Sep 21, 2026 | Kleinman Adam M | CCO and Secretary | A Award | 15,292 | Not measured | Not measured |
| Sep 21, 2026 | Davis Keri | CFO | F Tax Payment | 2,972 | $5.37 | $15,960 |
| Sep 21, 2026 | Davis Keri | CFO | A Award | 1,372 | Not measured | Not measured |
| Sep 21, 2026 | Davis Keri | CFO | A Award | 7,646 | Not measured | Not measured |
| Nov 7, 2025 | Kaplan Matthew D | CEO and President | P Purchase | 19,650 | $7.64 | $150,126 |
| Sep 26, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 2,313 | $11.45 | $26,484 |
| Sep 25, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 1,696 | $11.45 | $19,419 |
| Sep 23, 2025 | Kaplan Matthew D | CEO and President | F Tax Payment | 8,211 | $11.43 | $93,852 |
| Sep 23, 2025 | Kleinman Adam M | CCO and Secretary | F Tax Payment | 1,361 | $11.43 | $15,556 |
| Sep 23, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 1,490 | $11.45 | $17,061 |
| Sep 23, 2025 | Davis Keri | CFO | F Tax Payment | 2,725 | $11.43 | $31,147 |
| Sep 22, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 48,248 | $11.45 | $552,440 |
| Sep 20, 2025 | Great Elm Group, Inc. | 10% Owner | J Other | 63,189 | Not measured | Not measured |
| Sep 19, 2025 | Davis Keri | CFO | A Award | 1,406 | Not measured | Not measured |
| Sep 19, 2025 | Kaplan Matthew D | CEO and President | A Award | 37,117 | Not measured | Not measured |
| Sep 19, 2025 | Kaplan Matthew D | CEO and President | A Award | 1,055 | Not measured | Not measured |
| Sep 19, 2025 | Davis Keri | CFO | A Award | 3,820 | Not measured | Not measured |
| Sep 19, 2025 | Kleinman Adam M | CCO and Secretary | A Award | 5,458 | Not measured | Not measured |
| Sep 19, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 14,737 | $11.45 | $168,739 |
| Sep 19, 2025 | Great Elm Group, Inc. | 10% Owner | J Other | 16,612 | Not measured | Not measured |
| Sep 19, 2025 | Kleinman Adam M | CCO and Secretary | A Award | 156 | Not measured | Not measured |
| Sep 18, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 100 | $11.45 | $1,145 |
| Sep 15, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 20,938 | $11.45 | $239,740 |
| Aug 26, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 21,472 | $11.20 | $240,486 |
| Aug 25, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 25,711 | $11.20 | $287,963 |
| Aug 22, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 17,956 | $11.20 | $201,107 |
| Aug 21, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 26,705 | $11.20 | $299,096 |
| Aug 20, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 7,793 | $11.20 | $87,282 |
| Aug 18, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 363 | $11.20 | $4,066 |
| Jul 11, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 38,793 | $10.95 | $424,783 |
| Jul 10, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 8,661 | $10.95 | $94,838 |
| Jul 9, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 3,129 | $10.95 | $34,263 |
| Jul 8, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 3,218 | $10.95 | $35,237 |
| Jul 7, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 11,852 | $10.95 | $129,779 |
| Jul 3, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 11,021 | $10.95 | $120,680 |
| Jul 2, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 13,324 | $10.95 | $145,898 |
| Jun 13, 2025 | COHEN RICHARD M | Director | P Purchase | 36 | $11.01 | $396 |
| Jun 13, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 2,714 | $11.00 | $29,854 |
| Jun 12, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 7,288 | $10.97 | $79,949 |
| Jun 12, 2025 | COHEN RICHARD M | Director | P Purchase | 3,100 | $10.95 | $33,945 |
| Jun 11, 2025 | COHEN RICHARD M | Director | P Purchase | 5,000 | $11.18 | $55,909 |
| Jun 11, 2025 | Great Elm Strategic Partnership I, LLC | 10% Owner | S Sale | 2,642 | $11.20 | $29,590 |
| Jun 10, 2025 | COHEN RICHARD M | Director | P Purchase | 3,500 | $11.13 | $38,956 |
| Jun 9, 2025 | COHEN RICHARD M | Director | P Purchase | 2,500 | $11.12 | $27,803 |
| Jun 9, 2025 | COHEN RICHARD M | Director | P Purchase | 1,500 | $10.83 | $16,240 |
| Jun 6, 2025 | COHEN RICHARD M | Director | P Purchase | 1,000 | $10.64 | $10,638 |
| Jun 6, 2025 | COHEN RICHARD M | Director | P Purchase | 1,500 | $10.74 | $16,112 |
The full Form 4 history is on the GECC company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.