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Adam M. Kleinman

CIK: 0001715823

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)7 (53.8%)

Compensation grants

Other (G, F, J, C, D, …)6 (46.2%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (2)

Great Elm Capital Corp. logo
GECC

Great Elm Capital Corp.

Officer
Great Elm Group, Inc. logo
GEG

Great Elm Group, Inc.

Officer

Discretionary Trading P&L

Holdings

Transaction History (13 total)

  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 21, 2026
    Award(A)
    Direct
    791 shares-
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 21, 2026
    Tax Payment(F)
    Direct
    3.5K shares at avg. $5.37$19K
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 21, 2026
    Award(A)
    Direct
    15.3K shares-
  • Great Elm Group, Inc. logo
    GEG

    Great Elm Group, Inc.

    Sep 21, 2026
    Tax Payment(F)
    Direct
    17.4K shares at avg. $2.15$37K
  • Great Elm Group, Inc. logo
    GEG

    Great Elm Group, Inc.

    Sep 21, 2026
    Award(A)
    Direct
    40.1K shares-
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 23, 2025
    Tax Payment(F)
    Direct
    1.4K shares at avg. $11.43$16K
  • Great Elm Group, Inc. logo
    GEG

    Great Elm Group, Inc.

    Sep 23, 2025
    Tax Payment(F)
    Direct
    18.3K shares at avg. $2.80$51K
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 19, 2025
    Award(A)
    Direct
    5.5K shares-
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 19, 2025
    Award(A)
    Direct
    156 shares-
  • Great Elm Group, Inc. logo
    GEG

    Great Elm Group, Inc.

    Sep 19, 2025
    Award(A)
    Direct
    23K shares-
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 24, 2024
    Other(J)
    Direct
    2.1K shares-
  • Great Elm Capital Corp. logo
    GECC

    Great Elm Capital Corp.

    Sep 20, 2024
    Other(J)
    Direct
    6.2K shares-
  • Great Elm Group, Inc. logo
    GEG

    Great Elm Group, Inc.

    Sep 20, 2024
    Award(A)
    Direct
    32.6K shares-

1-13 of 13

About Kleinman Adam M

Kleinman Adam M (SEC CIK 0001715823) files insider reports with the SEC as CCO and Secretary of Great Elm Capital Corp. (GECC) and President of Great Elm Group, Inc. (GEG).

Signal8 holds 7 ownership filings by Kleinman Adam M, all Form 4s, filed between Sep 24, 2024 and Sep 23, 2026. Those filings report 13 transactions, from Sep 20, 2024 to Sep 21, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Kleinman Adam M's filings is in PALM BEACH GARDENS, FL.

Recent filings by Kleinman Adam M

  • Sep 21, 2026: Grant or award of GECC shares (Form 4, code A).
  • Sep 21, 2026: Tax withholding of GECC shares (Form 4, code F).
  • Sep 21, 2026: Grant or award of GECC shares (Form 4, code A).
  • Sep 21, 2026: Tax withholding of GEG shares (Form 4, code F).
  • Sep 21, 2026: Grant or award of GEG shares (Form 4, code A).

Other insiders filing for Great Elm Capital Corp. (GECC)

How to read Form 4 transaction codes