LPL Financial Holdings Inc. (LPLA)
LPL Financial Holdings Inc. (LPLA) Insider Trading
Directors, officers and holders of more than 10% of LPLA report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 280 transactions on file: 0 with code P, 14 with code S and 36 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Reeping Katharine | Principal Accounting Officer | S Sale | 440 | $347.88 | $153,049 |
| Sep 5, 2026 | Field Emily | Group Managing Director | F Tax Payment | 106 | $359.33 | $38,089 |
| Aug 28, 2026 | BERNARD EDWARD C | Director | A Award | 3 | Not measured | Not measured |
| Aug 28, 2026 | Glavin William Francis Jr | Director | A Award | 10 | Not measured | Not measured |
| Aug 28, 2026 | Putnam James S | Director | A Award | 7 | Not measured | Not measured |
| Aug 28, 2026 | EBERHART PAULETT | Director | A Award | 4 | Not measured | Not measured |
| Aug 28, 2026 | Mnookin Allison | Director | A Award | 2 | Not measured | Not measured |
| Aug 28, 2026 | Thomas Corey E. | Director | A Award | 4 | Not measured | Not measured |
| Aug 28, 2026 | SCHIFTER RICHARD P | Director | A Award | 14 | Not measured | Not measured |
| Aug 20, 2026 | Gates Greg | Group Managing Director | M Exercise | 7,189 | Not measured | Not measured |
| Aug 20, 2026 | Gates Greg | Group Managing Director | S Sale | 4,119 | $355.38 | $1,463,810 |
| Aug 20, 2026 | Gates Greg | Group Managing Director | M Exercise | 7,189 | $77.53 | $557,363 |
| Aug 3, 2026 | Putnam James S | Director | G Gift | 2,000 | Not measured | Not measured |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | S Sale | 189 | $351.06 | $66,350 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | S Sale | 463 | $352.77 | $163,333 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | S Sale | 51 | $354.52 | $18,081 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | S Sale | 1 | $355.51 | $356 |
| Jul 31, 2026 | Enyedi Matthew | Group Managing Director | S Sale | 296 | $353.37 | $104,598 |
| Jun 17, 2026 | Jambusaria Aneri | Group Managing Director | S Sale | 308 | $306.00 | $94,248 |
| Jun 12, 2026 | Gates Greg | Group Managing Director | F Tax Payment | 232 | $295.66 | $68,593 |
| Jun 12, 2026 | Cohen Marc Eliot | Group Managing Director | F Tax Payment | 44 | $295.66 | $13,009 |
| Jun 4, 2026 | Putnam James S | Director | A Award | 10 | Not measured | Not measured |
| Jun 4, 2026 | Mnookin Allison | Director | A Award | 3 | Not measured | Not measured |
| Jun 4, 2026 | SCHIFTER RICHARD P | Director | A Award | 19 | Not measured | Not measured |
| Jun 4, 2026 | EBERHART PAULETT | Director | A Award | 5 | Not measured | Not measured |
| Jun 4, 2026 | BERNARD EDWARD C | Director | A Award | 4 | Not measured | Not measured |
| Jun 4, 2026 | Thomas Corey E. | Director | A Award | 7 | Not measured | Not measured |
| Jun 4, 2026 | Glavin William Francis Jr | Director | A Award | 15 | Not measured | Not measured |
| May 15, 2026 | Glavin William Francis Jr | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | Khanna Somesh | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | Ko Albert J | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | MULCAHY ANNE M | Director | A Award | 348 | Not measured | Not measured |
| May 15, 2026 | MULCAHY ANNE M | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | Putnam James S | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | SCHIFTER RICHARD P | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | Thomas Corey E. | Director | A Award | 348 | Not measured | Not measured |
| May 15, 2026 | Thomas Corey E. | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | BERNARD EDWARD C | Director | A Award | 348 | Not measured | Not measured |
| May 15, 2026 | EBERHART PAULETT | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | Mnookin Allison | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | BERNARD EDWARD C | Director | A Award | 712 | Not measured | Not measured |
| May 15, 2026 | SCHIFTER RICHARD P | Director | A Award | 348 | Not measured | Not measured |
| May 7, 2026 | Putnam James S | Director | G Gift | 100 | Not measured | Not measured |
| Apr 15, 2026 | Audette Matthew J | President and CFO | S Sale | 106 | $332.27 | $35,221 |
| Apr 15, 2026 | Audette Matthew J | President and CFO | S Sale | 595 | $331.09 | $196,999 |
| Apr 15, 2026 | Audette Matthew J | President and CFO | S Sale | 189 | $328.34 | $62,056 |
| Apr 15, 2026 | Audette Matthew J | President and CFO | S Sale | 220 | $327.45 | $72,039 |
| Apr 14, 2026 | Audette Matthew J | President and CFO | S Sale | 139 | $326.16 | $45,336 |
| Apr 14, 2026 | Audette Matthew J | President and CFO | S Sale | 330 | $325.00 | $107,250 |
| Mar 24, 2026 | EBERHART PAULETT | Director | A Award | 5 | Not measured | Not measured |
The full Form 4 history is on the LPLA company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.