Greg Gates

CIK: 0001877100

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)64 (86.5%)

Position reduction

Option Exercises (M)1 (1.4%)

Derivative conversions

Awards (A)5 (6.8%)

Compensation grants

Other (G, F, J, C, D, …)4 (5.4%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

LPLA

LPL Financial Holdings Inc.

Officer

Discretionary Trading P&L

Holdings

Transaction History (74 total)

LPLA
LPL Financial Holdings Inc.
Aug 20, 2026
Exercise(M)
Direct
7.2K shares at avg. $77.53$557K
LPLA
LPL Financial Holdings Inc.
Aug 20, 2026
Sale(S)
Direct
4.1K shares at avg. $355.38$1.5M
LPLA
LPL Financial Holdings Inc.
Jun 12, 2026
Tax Payment(F)
Direct
232 shares at avg. $295.66$69K
LPLA
LPL Financial Holdings Inc.
Feb 25, 2026
Award(A)
Direct
2.8K shares-
LPLA
LPL Financial Holdings Inc.
Feb 25, 2026
Tax Payment(F)
Direct
1.3K shares at avg. $318.47$412K
LPLA
LPL Financial Holdings Inc.
Feb 25, 2026
Award(A)
Direct
2.8K shares-
LPLA
LPL Financial Holdings Inc.
Feb 25, 2026
Award(A)
Direct
1.9K shares-
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
46 shares at avg. $367.95$17K
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
85 shares at avg. $372.32$32K
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
39 shares at avg. $373.09$15K
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
410 shares at avg. $371.20$152K
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
34 shares at avg. $368.70$13K
LPLA
LPL Financial Holdings Inc.
Dec 5, 2025
Sale(S)
Direct
136 shares at avg. $370.44$50K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
205 shares at avg. $374.00$77K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
169 shares at avg. $379.58$64K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
230 shares at avg. $374.86$86K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
39 shares at avg. $380.12$15K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
63 shares at avg. $372.62$23K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
234 shares at avg. $378.24$89K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
293 shares at avg. $377.01$110K
LPLA
LPL Financial Holdings Inc.
Nov 5, 2025
Sale(S)
Direct
267 shares at avg. $375.80$100K
LPLA
LPL Financial Holdings Inc.
Oct 6, 2025
Sale(S)
Direct
132 shares at avg. $315.09$42K
LPLA
LPL Financial Holdings Inc.
Oct 6, 2025
Sale(S)
Direct
109 shares at avg. $314.04$34K
LPLA
LPL Financial Holdings Inc.
Oct 6, 2025
Sale(S)
Direct
266 shares at avg. $313.20$83K
LPLA
LPL Financial Holdings Inc.
Oct 6, 2025
Sale(S)
Direct
141 shares at avg. $312.15$44K

		Type	Shares	Price		Ownership
Aug 20, 2026	LPLA LPL Financial Holdings Inc.	Exercise(M)	7,189	$77.53	$557,363	Direct
Aug 20, 2026	LPLA LPL Financial Holdings Inc.	Sale(S)	4,119	$355.38	$1,463,810	Direct
Jun 12, 2026	LPLA LPL Financial Holdings Inc.	Tax Payment(F)	232	$295.66	$68,593	Direct
Feb 25, 2026	LPLA LPL Financial Holdings Inc.	Award(A)	2,774	-	$0	Direct
Feb 25, 2026	LPLA LPL Financial Holdings Inc.	Tax Payment(F)	1,293	$318.47	$411,782	Direct
Feb 25, 2026	LPLA LPL Financial Holdings Inc.	Award(A)	2,807	-	$0	Direct
Feb 25, 2026	LPLA LPL Financial Holdings Inc.	Award(A)	1,856	-	$0	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	46	$367.95	$16,926	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	85	$372.32	$31,647	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	39	$373.09	$14,551	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	410	$371.20	$152,192	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	34	$368.70	$12,536	Direct
Dec 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	136	$370.44	$50,380	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	205	$374.00	$76,670	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	169	$379.58	$64,149	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	230	$374.86	$86,218	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	39	$380.12	$14,825	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	63	$372.62	$23,475	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	234	$378.24	$88,508	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	293	$377.01	$110,464	Direct
Nov 5, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	267	$375.80	$100,339	Direct
Oct 6, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	132	$315.09	$41,592	Direct
Oct 6, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	109	$314.04	$34,230	Direct
Oct 6, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	266	$313.20	$83,311	Direct
Oct 6, 2025	LPLA LPL Financial Holdings Inc.	Sale(S)	141	$312.15	$44,013	Direct

1-25 of 74 transactions

About Gates Greg

Gates Greg (SEC CIK 0001877100) files insider reports with the SEC as Group Managing Director of LPL Financial Holdings Inc. (LPLA).

Signal8 holds 12 ownership filings by Gates Greg, all Form 4s, filed between Feb 27, 2025 and Aug 21, 2026. Those filings report 74 transactions, from Feb 25, 2025 to Aug 20, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Gates Greg's filings is in SAN DIEGO, CA.

Recent filings by Gates Greg

Aug 20, 2026: Option exercise of LPLA shares (Form 4, code M).
Aug 20, 2026: Open-market sale of LPLA shares (Form 4, code S).
Jun 12, 2026: Tax withholding of LPLA shares (Form 4, code F).
Feb 25, 2026: Grant or award of LPLA shares (Form 4, code A).
Feb 25, 2026: Tax withholding of LPLA shares (Form 4, code F).

Other insiders filing for LPL Financial Holdings Inc. (LPLA)

Reeping Katharine, Principal Accounting Officer
Field Emily, Group Managing Director
Thomas Corey E., Director
SCHIFTER RICHARD P, Director
Putnam James S, Director
Mnookin Allison, Director

How to read Form 4 transaction codes