Principal Financial Group Inc. (PFG)
Principal Financial Group Inc. (PFG) Insider Trading
Directors, officers and holders of more than 10% of PFG report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 425 transactions on file: 0 with code P, 0 with code S and 50 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 25, 2026 | Brown Timothy W. | EVP, General Counsel and Sec | A Award | 163 | Not measured | Not measured |
| Sep 25, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | A Award | 538 | Not measured | Not measured |
| Sep 25, 2026 | Auerbach Jonathan | Director | A Award | 161 | Not measured | Not measured |
| Sep 25, 2026 | Bhatia Kamal | President and CEO - PAM | A Award | 415 | Not measured | Not measured |
| Sep 25, 2026 | Pickerell Blair | Director | A Award | 273 | Not measured | Not measured |
| Sep 25, 2026 | Beams Mary E. | Director | A Award | 105 | Not measured | Not measured |
| Sep 25, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 42 | Not measured | Not measured |
| Sep 25, 2026 | Mitchell H Elizabeth | Director | A Award | 78 | Not measured | Not measured |
| Sep 25, 2026 | Friedrich Amy Christine | President - Benefits & Protect | A Award | 577 | Not measured | Not measured |
| Sep 25, 2026 | RIVERA ALFREDO | Director | A Award | 113 | Not measured | Not measured |
| Sep 25, 2026 | Kay Kathleen B | EVP-Chief Information Officer | A Award | 383 | Not measured | Not measured |
| Sep 25, 2026 | Pitz Joel | EVP & CFO | A Award | 2 | Not measured | Not measured |
| Sep 25, 2026 | Agrawal Vivek | EVP & Chief Growth Officer | A Award | 226 | Not measured | Not measured |
| Sep 25, 2026 | Richer Clare Stack | Director | A Award | 138 | Not measured | Not measured |
| Sep 25, 2026 | RIVERA ALFREDO | Director | A Award | 24 | $114.77 | $2,754 |
| Sep 25, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 593 | Not measured | Not measured |
| Sep 25, 2026 | Carter Miller Jocelyn | Director | A Award | 648 | Not measured | Not measured |
| Sep 25, 2026 | Muruzabal Claudio | Director | A Award | 97 | Not measured | Not measured |
| Sep 25, 2026 | HOCHSCHILD ROGER C | Director | A Award | 285 | Not measured | Not measured |
| Sep 25, 2026 | Mills Scott | Director | A Award | 246 | Not measured | Not measured |
| Sep 25, 2026 | Pitz Joel | EVP & CFO | A Award | 226 | Not measured | Not measured |
| Sep 25, 2026 | McCullum Kenneth A. | EVP - Chief Risk Officer | A Award | 71 | Not measured | Not measured |
| Sep 25, 2026 | Nordin Diane C | Director | A Award | 211 | Not measured | Not measured |
| Sep 25, 2026 | Cheong Wee Yee | President - Asia & Middle East | A Award | 354 | Not measured | Not measured |
| Sep 25, 2026 | Mills Scott | Director | A Award | 150 | $114.75 | $17,213 |
| Sep 25, 2026 | HOCHSCHILD ROGER C | Director | A Award | 218 | $114.77 | $25,020 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | M Exercise | 18,380 | $63.98 | $1,175,952 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | M Exercise | 18,380 | $63.98 | $1,175,952 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | M Exercise | 18,380 | $63.98 | $1,175,952 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 18,380 | $63.98 | $1,175,952 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 18,380 | $63.98 | $1,175,952 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | D Disposition | 55,140 | $120.60 | $6,649,840 |
| Sep 3, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 18,380 | $63.98 | $1,175,952 |
| Aug 7, 2026 | Friedrich Amy Christine | President - Benefits & Protect | M Exercise | 11,893 | $63.98 | $760,914 |
| Aug 7, 2026 | Friedrich Amy Christine | President - Benefits & Protect | M Exercise | 11,893 | $63.98 | $760,914 |
| Aug 7, 2026 | Friedrich Amy Christine | President - Benefits & Protect | A Award | 35,680 | $63.98 | $2,282,806 |
| Aug 7, 2026 | Friedrich Amy Christine | President - Benefits & Protect | D Disposition | 35,680 | $113.80 | $4,060,384 |
| Aug 7, 2026 | Friedrich Amy Christine | President - Benefits & Protect | M Exercise | 11,894 | $63.98 | $760,978 |
| Jun 26, 2026 | Agrawal Vivek | EVP & Chief Growth Officer | A Award | 234 | Not measured | Not measured |
| Jun 26, 2026 | Auerbach Jonathan | Director | A Award | 166 | Not measured | Not measured |
| Jun 26, 2026 | Kay Kathleen B | EVP-Chief Information Officer | A Award | 398 | Not measured | Not measured |
| Jun 26, 2026 | Carter Miller Jocelyn | Director | A Award | 669 | Not measured | Not measured |
| Jun 26, 2026 | LITTLEFIELD CHRISTOPHER J | President - RIS | A Award | 559 | Not measured | Not measured |
| Jun 26, 2026 | RIVERA ALFREDO | Director | A Award | 25 | $107.75 | $2,694 |
| Jun 26, 2026 | STRABLE-SOETHOUT DEANNA D | Chair, President and CEO | A Award | 44 | Not measured | Not measured |
| Jun 26, 2026 | Mills Scott | Director | A Award | 152 | $107.75 | $16,378 |
| Jun 26, 2026 | Beams Mary E. | Director | A Award | 109 | Not measured | Not measured |
| Jun 26, 2026 | Pickerell Blair | Director | A Award | 281 | Not measured | Not measured |
| Jun 26, 2026 | Muruzabal Claudio | Director | A Award | 100 | Not measured | Not measured |
| Jun 26, 2026 | HOCHSCHILD ROGER C | Director | A Award | 219 | $107.75 | $23,597 |
The full Form 4 history is on the PFG company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.