SWKH (SWKH)
SWK Holdings Corporation
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
SWK Holdings Corporation (SWKH) operates as a specialized financial institution, primarily concentrating its efforts within the healthcare sector.
The company's operations are distinctly divided into two core segments: Finance Receivables and Pharmaceutical Development. Within its finance division, SWK offers bespoke funding solutions tailored to a diverse array of life science enterprises. These include companies spanning biotechnology, medical devices, diagnostic tools, animal health, and pharmaceuticals, alongside various institutions and individual innovators. Furthermore, the company extends non-discretionary investment advisory services, managing separate accounts for institutional clients keen on investing in the life science finance domain.
Its Pharmaceutical Development segment involves the creation, formulation, production, and licensing of pharmaceutical products, leveraging its proprietary Peptelligence platform. A key strategic objective here is to license its internally developed product pipeline to external partners, aiming to generate innovative formulations through its unique technology, ultimately designed to benefit patients and their caregivers. Founded in 1996, the company underwent a name change from Kana Software, Inc. to SWK Holdings Corporation in December 2009.
Its corporate headquarters are situated in Dallas, Texas.
Leadership
Jerry Albright
Investment Advisory
Laurie L. Dotter
Investment Advisory
Marcus E. Pennington
Portfolio Manager, Carlson Capital LP
Robert K. Hatcher
CEO, Equitime Capital LLC
Employees
24
Country
US
Sector
Financial Services
Website
swkhold.com
| Insider | Title | Type | Shares | Value | Date |
|---|---|---|---|---|---|
| 10% Owner | Other | 8.63M | -- | Apr 6, 2026 | |
| 10% Owner | Other | 2.5K | -- | Apr 6, 2026 | |
| 10% Owner | Other | 8.49M | -- | Apr 6, 2026 | |
| 10% Owner | Other | 8.49M | -- | Apr 6, 2026 | |
| 10% Owner | Other | 8.49M | -- | Apr 6, 2026 | |
| 10% Owner | Other | 12.3K | -- | Apr 6, 2026 |
| Name | Shares | % | Source |
|---|---|---|---|
Double Black Diamond Offshore Ltd. 2. · filed Oct 2024 | 8.5M | -- | 13D |
M3 FUNDS, LLC · may incl. warrants· stale · filed Feb 2024 | 770.8K | 6.2% | 13G |
Carlson Clint Duane 10% Owner | 399.4K | -- | FORM 4 |
J. Carlo Cannell · filed Nov 2024 | 381.8K | 3.1% | 13G |
Staggs Joe David JR PRESIDENT | 123.8K | -- | FORM 4 |
Carlson Lewis Insider | 62.1K | -- | FORM 4 |
Owen Augustus Carlson 1997 A Trust Insider | 62.1K | -- | FORM 4 |
Julian Orlando Carlson 1997 A Trust Insider | 62.1K | -- | FORM 4 |
Dotter Laurie L. Director | 16.8K | -- | FORM 4 |
Hatcher Robert K. Director | 16.7K | -- | FORM 4 |
Insiders
- Carlson Capital, L.P.10% Owner
- Hatcher Robert K.Director
- Albright JerryDirector
- Dotter Laurie L.Director
- Staggs Joe David JRPRESIDENT
- Rice AdamChief Financial Officer
- Carlson Clint Duane10% Owner
- Carlson LewisInsider
- Owen Augustus Carlson 1997 A TrustInsider
- Julian Orlando Carlson 1997 A TrustInsider
Top institutional holders
30d Avg
--
60d Avg
--
90d Avg
--