SWK Holdings Corp (SWKHL)
SWK Holdings Corporation, established in Dallas, Texas, in 1996, is a specialized financial institution primarily focused on the healthcare sector. The company's activities are organized into two core divisions: Finance Receivables and Pharmaceutical Development. Through its Finance Receivables segment, SWK delivers tailored funding solutions to a broad range of entities within the life sciences industry. This client base includes firms in biotechnology, medical devices, medical diagnostics, animal health, and pharmaceuticals, as well as various institutions and individual innovators. Additionally, this division provides non-discretionary investment advisory services, overseeing separate accounts for institutional clients interested in life science investments. The Pharmaceutical Development division is involved in the full spectrum of drug creation, encompassing development, formulation, manufacturing, and intellectual property licensing, notably leveraging its proprietary Peptelligence platform. A central aim for this division is to out-license its internal pipeline of products, utilizing its distinct technological expertise to develop innovative treatments designed to enhance outcomes for patients and caregivers. The company was previously known as Kana Software, Inc., before officially rebranding as SWK Holdings Corporation in December 2009.
Sector: Miscellaneous Business Credit Institution
Industry: Financial - Credit Services
SWK Holdings Corporation 9.00% Senior Notes due 2027
| Date | Open | High | Low | Close | Volume |
|---|---|---|---|---|---|
based on 12.10M shares outstanding
SWK Holdings Corporation, established in Dallas, Texas, in 1996, is a specialized financial institution primarily focused on the healthcare sector.
The company's activities are organized into two core divisions: Finance Receivables and Pharmaceutical Development. Through its Finance Receivables segment, SWK delivers tailored funding solutions to a broad range of entities within the life sciences industry. This client base includes firms in biotechnology, medical devices, medical diagnostics, animal health, and pharmaceuticals, as well as various institutions and individual innovators.
Additionally, this division provides non-discretionary investment advisory services, overseeing separate accounts for institutional clients interested in life science investments. The Pharmaceutical Development division is involved in the full spectrum of drug creation, encompassing development, formulation, manufacturing, and intellectual property licensing, notably leveraging its proprietary Peptelligence platform. A central aim for this division is to out-license its internal pipeline of products, utilizing its distinct technological expertise to develop innovative treatments designed to enhance outcomes for patients and caregivers.
The company was previously known as Kana Software, Inc., before officially rebranding as SWK Holdings Corporation in December 2009.
Leadership
Employees
24
Country
US
Sector
Financial Services
Website
swkhold.com
| Name | Shares | % | Source |
|---|---|---|---|
Double Black Diamond Offshore Ltd. 2. · may incl. warrants· stale · filed Oct 2024 | 8.5M | 70.2% | 13D |
M3 FUNDS, LLC · may incl. warrants· stale · filed Feb 2024 | 770.8K | 6.4% | 13G |
Carlson Clint Duane 10% Owner | 399.4K | 3.3% | FORM 4 |
J. Carlo Cannell · may incl. warrants· filed Nov 2024 | 381.8K | 3.2% | 13G |
Staggs Joe David JR PRESIDENT | 123.8K | 1.0% | FORM 4 |
Carlson Lewis Insider | 62.1K | 0.5% | FORM 4 |
Owen Augustus Carlson 1997 A Trust Insider | 62.1K | 0.5% | FORM 4 |
Julian Orlando Carlson 1997 A Trust Insider | 62.1K | 0.5% | FORM 4 |
Dotter Laurie L. Director | 16.8K | 0.1% | FORM 4 |
Hatcher Robert K. Director | 16.7K | 0.1% | FORM 4 |
Insiders
- Carlson Clint Duane10% Owner
- Staggs Joe David JRPRESIDENT
- Carlson LewisInsider
- Owen Augustus Carlson 1997 A TrustInsider
- Julian Orlando Carlson 1997 A TrustInsider
- Dotter Laurie L.Director
- Hatcher Robert K.Director
- Rice AdamChief Financial Officer
- Albright JerryDirector
- Carlson FoundationInsider
Top institutional holders
based on 12.10M shares outstanding
30d Avg
4.07K
60d Avg
4.70K
90d Avg
3.82K