Nuveen Floating Rate Income Fund (JFR)
Nuveen Floating Rate Income Fund (JFR) Insider Trading
Directors, officers and holders of more than 10% of JFR report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 19 most recent of 19 transactions on file: 4 with code P, 3 with code S and 12 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Sep 8, 2026 | TOTH TERENCE J | Not stated | S Sale | 4,464 | $7.65 | $34,153 |
| Mar 31, 2026 | Caraher Scott C. | Not stated | P Purchase | 7,000 | $7.41 | $51,889 |
| Mar 30, 2026 | Caraher Scott C. | Not stated | P Purchase | 7,000 | $7.24 | $50,681 |
| Dec 30, 2025 | LAMB DAVID J | Vice President | S Sale | 4,000 | $7.84 | $31,360 |
| Apr 9, 2025 | Caraher Scott C. | Not stated | P Purchase | 5,000 | $7.95 | $39,743 |
| Mar 21, 2025 | Caraher Scott C. | Not stated | P Purchase | 15,000 | $8.40 | $126,000 |
| Feb 25, 2025 | Thornton Matthew III | Not stated | X In-the-Money | 5,800 | $8.20 | $47,560 |
| Feb 25, 2025 | LAMB DAVID J | Vice President | X In-the-Money | 8,707 | Not measured | Not measured |
| Feb 25, 2025 | Jones Nathaniel T. | Vice President and Treasurer | X In-the-Money | 305 | Not measured | Not measured |
| Feb 25, 2025 | Caraher Scott C. | Not stated | X In-the-Money | 21,200 | Not measured | Not measured |
| Feb 25, 2025 | MOSCHNER ALBIN F | Not stated | X In-the-Money | 34,516 | Not measured | Not measured |
| Feb 25, 2025 | TOTH TERENCE J | Not stated | X In-the-Money | 3,720 | Not measured | Not measured |
| Feb 25, 2025 | Thornton Matthew III | Not stated | X In-the-Money | 29,000 | Not measured | Not measured |
| Feb 25, 2025 | LAMB DAVID J | Vice President | X In-the-Money | 13,631 | $8.20 | $111,774 |
| Feb 25, 2025 | Jones Nathaniel T. | Vice President and Treasurer | X In-the-Money | 454 | $8.20 | $3,723 |
| Feb 25, 2025 | Caraher Scott C. | Not stated | X In-the-Money | 4,240 | $8.20 | $34,768 |
| Feb 25, 2025 | MOSCHNER ALBIN F | Not stated | X In-the-Money | 6,903 | $8.20 | $56,606 |
| Feb 25, 2025 | TOTH TERENCE J | Not stated | X In-the-Money | 744 | $8.20 | $6,101 |
| Oct 1, 2024 | MOSCHNER ALBIN F | Not stated | S Sale | 20,000 | $8.77 | $175,400 |
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.