LAMB DAVID J
SEC insider (Form 3/4/5 filer). CIK 0001189649. Chief Administrative Officer at Nuveen Enhanced Corporate Opportunities Fund (ECOF) and 5 other issuers. 6 reported Form 4/5 transactions since Sep 2024; latest on Mar 13, 2026. Located in CHICAGO, IL.
Companies LAMB DAVID J has filed insider reports for
- Nuveen Enhanced Corporate Opportunities Fund (ECOF): Officer, Chief Administrative Officer
- Nuveen Real Asset Income & Growth Fund (JRI): Officer, Chief Administrative Officer
- NUVEEN FLOATING RATE INCOME FUND (JFR): Officer, Vice President
- Nuveen S&P 500 BuyWrite Income Fund (BXMX): Officer, Vice President
- Nuveen Enhanced CLO Income Fund (ECLO): Officer, Chief Administrative Officer
- Nuveen AMT-Free Municipal Credit Income Fund (NVG): Officer, Vice President
LAMB DAVID J
CIK: 0001189649
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (6)
Discretionary Trading P&L
Holdings
Transaction History (6 total)
- Mar 13, 2026JRI
Nuveen Real Asset Income & Growth Fund
In-the-MoneyDirectSubscription Right
7.9K shares at avg. $12.40- - Mar 13, 2026JRI
Nuveen Real Asset Income & Growth Fund
In-the-MoneyDirect2K shares at avg. $12.40$24K - Dec 30, 2025JFR
NUVEEN FLOATING RATE INCOME FUND
SaleDirect4K shares at avg. $7.84$31K - Feb 25, 2025JFR
NUVEEN FLOATING RATE INCOME FUND
In-the-MoneyDirect13.6K shares at avg. $8.20$112K - Feb 20, 2025BXMX
Nuveen S&P 500 BuyWrite Income Fund
SaleDirect3K shares at avg. $14.20$43K - Nov 6, 2024NVG
Nuveen AMT-Free Municipal Credit Income Fund
PurchaseIndirect3K shares at avg. $12.44$37K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Mar 13, 2026 |  JRI Nuveen Real Asset Income & Growth Fund | In-the-Money Subscription Right | 7,872 | $12.40 | - | Direct |
| Mar 13, 2026 | JRI Nuveen Real Asset Income & Growth Fund | In-the-Money | 1,968 | $12.40 | $24,403 | Direct |
| Dec 30, 2025 |  JFR NUVEEN FLOATING RATE INCOME FUND | Sale | 4,000 | $7.84 | $31,360 | Direct |
| Feb 25, 2025 | JFR NUVEEN FLOATING RATE INCOME FUND | In-the-Money | 13,631 | $8.20 | $111,774 | Direct |
| Feb 20, 2025 |  BXMX Nuveen S&P 500 BuyWrite Income Fund | Sale | 3,000 | $14.20 | $42,600 | Direct |
| Nov 6, 2024 |  NVG Nuveen AMT-Free Municipal Credit Income Fund | Purchase | 3,000 | $12.44 | $37,320 | Indirect |
1-6 of 6 transactions