Neil J. Hennessy

CIK: 0001165099

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)3 (42.9%)

Compensation grants

Other (G, F, J, C, D, …)4 (57.1%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (1)

HNNA

HENNESSY ADVISORS INC

DirectorOfficer10% Owner

Discretionary Trading P&L

Holdings

Transaction History (7 total)

HNNA
HENNESSY ADVISORS INC
Sep 18, 2026
Award(A)
Indirect
19.7K shares-
HNNA
HENNESSY ADVISORS INC
Sep 18, 2026
Tax Payment(F)
Indirect
9.5K shares at avg. $10.38$99K
HNNA
HENNESSY ADVISORS INC
Sep 18, 2025
Tax Payment(F)
Indirect
9K shares at avg. $11.08$100K
HNNA
HENNESSY ADVISORS INC
Sep 18, 2025
Award(A)
Indirect
19.7K shares-
HNNA
HENNESSY ADVISORS INC
Dec 30, 2024
Gift(G)
Indirect
10K shares-
HNNA
HENNESSY ADVISORS INC
Sep 18, 2024
Tax Payment(F)
Indirect
8.5K shares at avg. $10.24$87K
HNNA
HENNESSY ADVISORS INC
Sep 18, 2024
Award(A)
Indirect
19.7K shares-

		Type	Shares	Price		Ownership
Sep 18, 2026	HNNA HENNESSY ADVISORS INC	Award(A)	19,700	-	$0	Indirect
Sep 18, 2026	HNNA HENNESSY ADVISORS INC	Tax Payment(F)	9,521	$10.38	$98,823	Indirect
Sep 18, 2025	HNNA HENNESSY ADVISORS INC	Tax Payment(F)	9,000	$11.08	$99,720	Indirect
Sep 18, 2025	HNNA HENNESSY ADVISORS INC	Award(A)	19,700	-	-	Indirect
Dec 30, 2024	HNNA HENNESSY ADVISORS INC	Gift(G)	10,000	-	$0	Indirect
Sep 18, 2024	HNNA HENNESSY ADVISORS INC	Tax Payment(F)	8,483	$10.24	$86,861	Indirect
Sep 18, 2024	HNNA HENNESSY ADVISORS INC	Award(A)	19,700	-	$0	Indirect

1-7 of 7 transactions

About HENNESSY NEIL J

HENNESSY NEIL J (SEC CIK 0001165099) files insider reports with the SEC as CEO of HENNESSY ADVISORS INC (HNNA).

Signal8 holds 4 ownership filings by HENNESSY NEIL J, all Form 4s, filed between Sep 19, 2024 and Sep 22, 2026. Those filings report 7 transactions, from Sep 18, 2024 to Sep 18, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on HENNESSY NEIL J's filings is in NOVATO, CA.

Recent filings by HENNESSY NEIL J

Sep 18, 2026: Grant or award of HNNA shares (Form 4, code A).
Sep 18, 2026: Tax withholding of HNNA shares (Form 4, code F).
Sep 18, 2025: Tax withholding of HNNA shares (Form 4, code F).
Sep 18, 2025: Grant or award of HNNA shares (Form 4, code A).
Dec 30, 2024: Gift of HNNA shares (Form 4, code G).

Other insiders filing for HENNESSY ADVISORS INC (HNNA)

STEADMAN DANIEL B, Executive VP
SEAVEY THOMAS L, Director
NILSEN TERESA M, President, COO and Secretary
Fahy Kathryn, SVP and CFO
HANSEL HENRY, Director
HENNESSY BRIAN A, Director

How to read Form 4 transaction codes