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Carol Swain

CIK: 0001941224

Transaction Breakdown

Open Market Buys (P)0 (0.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)9 (36.0%)

Derivative conversions

Awards (A)10 (40.0%)

Compensation grants

Other (G, F, J, C, D, …)6 (24.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (4)

NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
NXDT

NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Director
NexPoint Residential Trust, Inc. logo
NXRT

NexPoint Residential Trust, Inc.

Director
NexPoint Real Estate Finance, Inc. logo
NREF

NexPoint Real Estate Finance, Inc.

Director
VINEBROOK HOMES TRUST, INC. logo
NA

VINEBROOK HOMES TRUST, INC.

Director

Discretionary Trading P&L

Holdings

Transaction History (25 total)

  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Jun 10, 2026
    Exercise(M)
    Direct
    4.8K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Jun 10, 2026
    Disposition(D)
    Direct
    2.4K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Jun 2, 2026
    Award(A)

    Restricted Share Units

    Direct
    7.1K shares-
  • NexPoint Residential Trust, Inc. logo
    NXRT

    NexPoint Residential Trust, Inc.

    May 22, 2026
    Exercise(M)
    Direct
    3.4K shares-
  • NexPoint Residential Trust, Inc. logo
    NXRT

    NexPoint Residential Trust, Inc.

    May 22, 2026
    Disposition(D)
    Direct
    1.7K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Apr 3, 2026
    Exercise(M)
    Direct
    7.8K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Apr 3, 2026
    Disposition(D)
    Direct
    3.9K shares-
  • NexPoint Real Estate Finance, Inc. logo
    NREF

    NexPoint Real Estate Finance, Inc.

    Apr 3, 2026
    Exercise(M)
    Direct
    5.5K shares-
  • NexPoint Real Estate Finance, Inc. logo
    NREF

    NexPoint Real Estate Finance, Inc.

    Apr 3, 2026
    Disposition(D)
    Direct
    2.8K shares-
  • VINEBROOK HOMES TRUST, INC. logo
    No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 3, 2026
    Exercise(M)
    Direct
    2.2K shares-
  • VINEBROOK HOMES TRUST, INC. logo
    No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 3, 2026
    Disposition(D)
    Direct
    1.1K shares-
  • NexPoint Real Estate Finance, Inc. logo
    NREF

    NexPoint Real Estate Finance, Inc.

    Apr 2, 2026
    Award(A)

    Restricted Stock Units

    Direct
    6.2K shares-
  • NexPoint Residential Trust, Inc. logo
    NXRT

    NexPoint Residential Trust, Inc.

    Apr 2, 2026
    Award(A)

    Restricted Stock Units

    Direct
    4.8K shares-
  • VINEBROOK HOMES TRUST, INC. logo
    No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 2, 2026
    Award(A)

    Restricted Stock Units

    Direct
    2.2K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Apr 2, 2026
    Award(A)

    Restricted Share Units

    Direct
    3.2K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Jun 10, 2025
    Award(A)

    Restricted Share Units

    Direct
    4.8K shares-
  • NexPoint Residential Trust, Inc. logo
    NXRT

    NexPoint Residential Trust, Inc.

    May 22, 2025
    Award(A)

    Restricted Stock Units

    Direct
    3.4K shares-
  • No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 3, 2025
    Award(A)

    Restricted Stock Units

    Direct
    2.2K shares-
  • No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 3, 2025
    Exercise(M)
    Direct
    1.8K shares-
  • No ticker

    VINEBROOK HOMES TRUST, INC.

    Apr 3, 2025
    Disposition(D)
    Direct
    1.1K shares-
  • NexPoint Real Estate Finance, Inc. logo
    NREF

    NexPoint Real Estate Finance, Inc.

    Apr 3, 2025
    Award(A)

    Restricted Stock Units

    Direct
    5.5K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Apr 3, 2025
    Award(A)

    Restricted Shares Units

    Direct
    7.8K shares-
  • NEXPOINT DIVERSIFIED REAL ESTATE TRUST logo
    NXDT

    NEXPOINT DIVERSIFIED REAL ESTATE TRUST

    Mar 18, 2025
    Exercise(M)
    Direct
    11.7K shares-
  • NexPoint Real Estate Finance, Inc. logo
    NREF

    NexPoint Real Estate Finance, Inc.

    Mar 13, 2025
    Exercise(M)
    Direct
    4.5K shares-
  • NexPoint Residential Trust, Inc. logo
    NXRT

    NexPoint Residential Trust, Inc.

    Mar 13, 2025
    Exercise(M)
    Direct
    4.1K shares-

1-25 of 25

About Swain Carol

Swain Carol (SEC CIK 0001941224) files insider reports with the SEC as Director of NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT), Director of NexPoint Residential Trust, Inc. (NXRT) and Director of NexPoint Real Estate Finance, Inc. (NREF). Signal8 also holds filings tied to 1 other company.

Signal8 holds 16 ownership filings by Swain Carol, all Form 4s, filed between Mar 17, 2025 and Jun 12, 2026. Those filings report 25 transactions, from Mar 13, 2025 to Jun 10, 2026. Signal8's Form 4 history starts in Sep 2024.

The business address on Swain Carol's filings is in DALLAS, TX.

Recent filings by Swain Carol

  • Jun 10, 2026: Option exercise of NXDT shares (Form 4, code M).
  • Jun 10, 2026: Disposition to issuer transaction of NXDT shares (Form 4, code D).
  • Jun 2, 2026: Grant or award of NXDT derivative securities (Form 4, code A).
  • May 22, 2026: Option exercise of NXRT shares (Form 4, code M).
  • May 22, 2026: Disposition to issuer transaction of NXRT shares (Form 4, code D).

Other insiders filing for NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT)

How to read Form 4 transaction codes