HENNESSY NEIL J
SEC insider (Form 3/4/5 filer). CIK 0001165099. CEO at HENNESSY ADVISORS INC (HNNA). 7 reported Form 4/5 transactions since Sep 2024; latest on Sep 18, 2026. Located in NOVATO, CA.
Companies HENNESSY NEIL J has filed insider reports for
- HENNESSY ADVISORS INC (HNNA): Director, Officer, 10% Owner, CEO
HENNESSY NEIL J
CIK: 0001165099
Transaction Breakdown
Open Market Buys (P)0 (0.0%)
High conviction signal
Open Market Sales (S)0 (0.0%)
Position reduction
Option Exercises (M)0 (0.0%)
Derivative conversions
Awards (A)3 (42.9%)
Compensation grants
Other (G, F, J, C, D, …)4 (57.1%)
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Companies & Roles (1)
HNNA
HENNESSY ADVISORS INC
DirectorOfficer10% Owner
Discretionary Trading P&L
Holdings
Transaction History (7 total)
- Sep 18, 2026HNNA
HENNESSY ADVISORS INC
AwardIndirect19.7K shares- - Sep 18, 2026HNNA
HENNESSY ADVISORS INC
Tax PaymentIndirect9.5K shares at avg. $10.38$99K - Sep 18, 2025HNNA
HENNESSY ADVISORS INC
Tax PaymentIndirect9K shares at avg. $11.08$100K - Sep 18, 2025HNNA
HENNESSY ADVISORS INC
AwardIndirect19.7K shares- - Dec 30, 2024HNNA
HENNESSY ADVISORS INC
GiftIndirect10K shares- - Sep 18, 2024HNNA
HENNESSY ADVISORS INC
Tax PaymentIndirect8.5K shares at avg. $10.24$87K - Sep 18, 2024HNNA
HENNESSY ADVISORS INC
AwardIndirect19.7K shares-
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Sep 18, 2026 | HNNA HENNESSY ADVISORS INC | Award | 19,700 | - | $0 | Indirect |
| Sep 18, 2026 | HNNA HENNESSY ADVISORS INC | Tax Payment | 9,521 | $10.38 | $98,823 | Indirect |
| Sep 18, 2025 | HNNA HENNESSY ADVISORS INC | Tax Payment | 9,000 | $11.08 | $99,720 | Indirect |
| Sep 18, 2025 | HNNA HENNESSY ADVISORS INC | Award | 19,700 | - | - | Indirect |
| Dec 30, 2024 | HNNA HENNESSY ADVISORS INC | Gift | 10,000 | - | $0 | Indirect |
| Sep 18, 2024 | HNNA HENNESSY ADVISORS INC | Tax Payment | 8,483 | $10.24 | $86,861 | Indirect |
| Sep 18, 2024 | HNNA HENNESSY ADVISORS INC | Award | 19,700 | - | $0 | Indirect |
1-7 of 7 transactions