Whipplewood Advisors, LLC
CIK: 2052510
Holdings (200)
Q3 2026 13F, quarter ended Sep 30, 2026, filed Oct 20, 2026
- JAAA
JANUS DETROIT STR TR
$20.15M
399,284 sh13.59%+22.3% - NPFE
ELEVATION SERIES TRUST
$12.23M
437,586 sh8.25%-0.0% - MTUM
ISHARES TR
$4.02M
12,660 sh2.71%+7.3% - VIG
VANGUARD SPECIALIZED FUNDS
$3.96M
16,958 sh2.67%+1.8% - ARCC
ARES CAPITAL CORP
$3.78M
198,090 sh2.55%+11.5% - BALT
INNOVATOR ETFS TRUST
$3.64M
104,077 sh2.45%+6.1% - BXSL
BLACKSTONE SECD LENDING FD
$3.36M
140,121 sh2.27%+15.4% - VIGI
VANGUARD WHITEHALL FDS
$3.29M
34,848 sh2.22%+5.1% - VEA
VANGUARD TAX-MANAGED FDS
$3.25M
46,012 sh2.19%+4.5% - JPLD
J P MORGAN EXCHANGE TRADED F
$3.05M
59,394 sh2.06%-48.7% - JCPB
J P MORGAN EXCHANGE TRADED F
$2.96M
66,187 sh2.00%New - FNDF
SCHWAB STRATEGIC TR
$2.96M
55,128 sh2.00%+9.1% - VT
VANGUARD INTL EQUITY INDEX F
$2.75M
17,407 sh1.85%+0.0% - AAPL
APPLE INC
$2.5M
7,499 sh1.68%-3.0% - JEPI
J P MORGAN EXCHANGE TRADED F
$2.31M
41,116 sh1.56%+6.7% - EPD
ENTERPRISE PRODS PARTNERS L
$2.13M
59,945 sh1.44%+0.0% - TAFI
AB ACTIVE ETFS INC
$2.09M
84,926 sh1.41%-1.7% - IUSB
ISHARES TR
$1.97M
44,764 sh1.33%New - WEA
WESTERN ASSET PREMIER BD FD
$1.95M
195,362 sh1.31%-45.3% - FNDX
SCHWAB STRATEGIC TR
$1.78M
56,575 sh1.20%-1.8% - VWO
VANGUARD INTL EQUITY INDEX F
$1.75M
29,475 sh1.18%+5.2% - IVV
ISHARES TR
$1.65M
2,157 sh1.11%-1.8% - GBDC
GOLUB CAP BDC INC
$1.64M
130,064 sh1.11%+16.1% - FNDE
SCHWAB STRATEGIC TR
$1.6M
38,189 sh1.08%+4.2% - EEMV
ISHARES INC
$1.59M
21,531 sh1.07%+4.8% - PRF
INVESCO EXCHANGE TRADED FD T
$1.59M
29,283 sh1.07%+6.6% - HTGC
HERCULES CAPITAL INC
$1.56M
92,707 sh1.05%+11.1% - JEPQ
J P MORGAN EXCHANGE TRADED F
$1.54M
25,211 sh1.04%+1.6% - DCRE
DOUBLELINE ETF TRUST
$1.4M
27,477 sh0.95%New - PRFZ
INVESCO EXCHANGE TRADED FD T
$1.39M
26,631 sh0.94%+1.3% - SCHM
SCHWAB STRATEGIC TR
$1.38M
40,590 sh0.93%+2.2% - NIM
NUVEEN SELECT MAT MUN FD
$1.38M
158,443 sh0.93%+4.9% - MOTI
VANECK ETF TRUST
$1.26M
36,336 sh0.85%+4.6% - EFAX
SPDR INDEX SHS FDS
$1.07M
19,973 sh0.72%+1.8% - ARES
ARES MANAGEMENT CORPORATION
$1.06M
9,095 sh0.71%+3.5% - MOAT
VANECK ETF TRUST
$1.02M
9,686 sh0.69%-0.5% - FLTR
VANECK ETF TRUST
$1M
39,263 sh0.68%New - BX
BLACKSTONE INC
$988K
8,811 sh0.67%+3.6% - ANGL
VANECK ETF TRUST
$979K
35,188 sh0.66%New - MSFT
MICROSOFT CORP
$954K
1,860 sh0.64%-15.4% - DFP
FLAHERTY & CRUMRINE DYNAMIC
$951K
50,397 sh0.64%-46.0% - LEND
SEI EXCHANGE TRADED FUNDS
$929K
38,359 sh0.63%-25.1% - EVN
EATON VANCE MUN INCOME TR
$900K
97,455 sh0.61%+4.3% - MGC
VANGUARD WORLD FD
$892K
3,160 sh0.60%+6.4% - VKI
INVESCO ADVANTAGE MUN INCOME
$878K
117,335 sh0.59%+4.3% - IIM
INVESCO VALUE MUN INCOME TR
$877K
83,872 sh0.59%+4.0% - TSLX
SIXTH STREET SPECIALTY LENDI
$874K
48,475 sh0.59%+19.5% - QQQ
INVESCO QQQ TR
$866K
1,171 sh0.58%+1.4% - JULH
INNOVATOR ETFS TRUST
$841K
33,742 sh0.57%+7.5% - JANH
INNOVATOR ETFS TRUST
$837K
33,806 sh0.56%+6.5%
| Security | Shares | Value | Change | Weight | Period |
|---|---|---|---|---|---|
 JAAA JANUS DETROIT STR TR | 399,284 | $20.15M | +22.3% | 13.59% | Q3 2026 |
 NPFE ELEVATION SERIES TRUST | 437,586 | $12.23M | -0.0% | 8.25% | Q3 2026 |
 MTUM ISHARES TR | 12,660 | $4.02M | +7.3% | 2.71% | Q3 2026 |
 VIG VANGUARD SPECIALIZED FUNDS | 16,958 | $3.96M | +1.8% | 2.67% | Q3 2026 |
 ARCC ARES CAPITAL CORP | 198,090 | $3.78M | +11.5% | 2.55% | Q3 2026 |
 BALT INNOVATOR ETFS TRUST | 104,077 | $3.64M | +6.1% | 2.45% | Q3 2026 |
 BXSL BLACKSTONE SECD LENDING FD | 140,121 | $3.36M | +15.4% | 2.27% | Q3 2026 |
 VIGI VANGUARD WHITEHALL FDS | 34,848 | $3.29M | +5.1% | 2.22% | Q3 2026 |
 VEA VANGUARD TAX-MANAGED FDS | 46,012 | $3.25M | +4.5% | 2.19% | Q3 2026 |
 JPLD J P MORGAN EXCHANGE TRADED F | 59,394 | $3.05M | -48.7% | 2.06% | Q3 2026 |
 JCPB J P MORGAN EXCHANGE TRADED F | 66,187 | $2.96M | New | 2.00% | Q3 2026 |
 FNDF SCHWAB STRATEGIC TR | 55,128 | $2.96M | +9.1% | 2.00% | Q3 2026 |
 VT VANGUARD INTL EQUITY INDEX F | 17,407 | $2.75M | +0.0% | 1.85% | Q3 2026 |
 AAPL APPLE INC | 7,499 | $2.5M | -3.0% | 1.68% | Q3 2026 |
 JEPI J P MORGAN EXCHANGE TRADED F | 41,116 | $2.31M | +6.7% | 1.56% | Q3 2026 |
 EPD ENTERPRISE PRODS PARTNERS L | 59,945 | $2.13M | +0.0% | 1.44% | Q3 2026 |
 TAFI AB ACTIVE ETFS INC | 84,926 | $2.09M | -1.7% | 1.41% | Q3 2026 |
 IUSB ISHARES TR | 44,764 | $1.97M | New | 1.33% | Q3 2026 |
 WEA WESTERN ASSET PREMIER BD FD | 195,362 | $1.95M | -45.3% | 1.31% | Q3 2026 |
 FNDX SCHWAB STRATEGIC TR | 56,575 | $1.78M | -1.8% | 1.20% | Q3 2026 |
 VWO VANGUARD INTL EQUITY INDEX F | 29,475 | $1.75M | +5.2% | 1.18% | Q3 2026 |
 IVV ISHARES TR | 2,157 | $1.65M | -1.8% | 1.11% | Q3 2026 |
 GBDC GOLUB CAP BDC INC | 130,064 | $1.64M | +16.1% | 1.11% | Q3 2026 |
 FNDE SCHWAB STRATEGIC TR | 38,189 | $1.6M | +4.2% | 1.08% | Q3 2026 |
 EEMV ISHARES INC | 21,531 | $1.59M | +4.8% | 1.07% | Q3 2026 |
 PRF INVESCO EXCHANGE TRADED FD T | 29,283 | $1.59M | +6.6% | 1.07% | Q3 2026 |
 HTGC HERCULES CAPITAL INC | 92,707 | $1.56M | +11.1% | 1.05% | Q3 2026 |
 JEPQ J P MORGAN EXCHANGE TRADED F | 25,211 | $1.54M | +1.6% | 1.04% | Q3 2026 |
 DCRE DOUBLELINE ETF TRUST | 27,477 | $1.4M | New | 0.95% | Q3 2026 |
 PRFZ INVESCO EXCHANGE TRADED FD T | 26,631 | $1.39M | +1.3% | 0.94% | Q3 2026 |
 SCHM SCHWAB STRATEGIC TR | 40,590 | $1.38M | +2.2% | 0.93% | Q3 2026 |
 NIM NUVEEN SELECT MAT MUN FD | 158,443 | $1.38M | +4.9% | 0.93% | Q3 2026 |
 MOTI VANECK ETF TRUST | 36,336 | $1.26M | +4.6% | 0.85% | Q3 2026 |
 EFAX SPDR INDEX SHS FDS | 19,973 | $1.07M | +1.8% | 0.72% | Q3 2026 |
 ARES ARES MANAGEMENT CORPORATION | 9,095 | $1.06M | +3.5% | 0.71% | Q3 2026 |
 MOAT VANECK ETF TRUST | 9,686 | $1.02M | -0.5% | 0.69% | Q3 2026 |
 FLTR VANECK ETF TRUST | 39,263 | $1M | New | 0.68% | Q3 2026 |
 BX BLACKSTONE INC | 8,811 | $988K | +3.6% | 0.67% | Q3 2026 |
 ANGL VANECK ETF TRUST | 35,188 | $979K | New | 0.66% | Q3 2026 |
 MSFT MICROSOFT CORP | 1,860 | $954K | -15.4% | 0.64% | Q3 2026 |
 DFP FLAHERTY & CRUMRINE DYNAMIC | 50,397 | $951K | -46.0% | 0.64% | Q3 2026 |
 LEND SEI EXCHANGE TRADED FUNDS | 38,359 | $929K | -25.1% | 0.63% | Q3 2026 |
 EVN EATON VANCE MUN INCOME TR | 97,455 | $900K | +4.3% | 0.61% | Q3 2026 |
 MGC VANGUARD WORLD FD | 3,160 | $892K | +6.4% | 0.60% | Q3 2026 |
 VKI INVESCO ADVANTAGE MUN INCOME | 117,335 | $878K | +4.3% | 0.59% | Q3 2026 |
 IIM INVESCO VALUE MUN INCOME TR | 83,872 | $877K | +4.0% | 0.59% | Q3 2026 |
 TSLX SIXTH STREET SPECIALTY LENDI | 48,475 | $874K | +19.5% | 0.59% | Q3 2026 |
 QQQ INVESCO QQQ TR | 1,171 | $866K | +1.4% | 0.58% | Q3 2026 |
 JULH INNOVATOR ETFS TRUST | 33,742 | $841K | +7.5% | 0.57% | Q3 2026 |
 JANH INNOVATOR ETFS TRUST | 33,806 | $837K | +6.5% | 0.56% | Q3 2026 |
1-50 of 200 holdings
Sector Allocation
SEC Filings
| Form | Description | Filed |
|---|---|---|
About Whipplewood Advisors, LLC
Whipplewood Advisors, LLC is an Investment Adviser that reports its US-listed stock and option positions to the SEC on Form 13F (CIK 2052510). Signal8 holds 8 13F filings from it. Its SEC filings list Colorado as its state of incorporation.
Its most recent 13F holdings report covers Q3 2026 (the quarter ended Sep 30, 2026) and was filed on Oct 20, 2026. That report lists 200 securities, not counting options, down from 636 in Q2 2026.
Its five largest reported positions, in order, are JANUS DETROIT STR TR (JAAA), ELEVATION SERIES TRUST (NPFE), ISHARES TR (MTUM), VANGUARD SPECIALIZED FUNDS (VIG) and ARES CAPITAL CORP (ARCC). The next five are INNOVATOR ETFS TRUST (BALT), BLACKSTONE SECD LENDING FD (BXSL), VANGUARD WHITEHALL FDS (VIGI), VANGUARD TAX-MANAGED FDS (VEA) and J P MORGAN EXCHANGE TRADED F (JPLD).
Recent 13F filings by Whipplewood Advisors, LLC
- Q3 2026: 13F-HR filed Oct 20, 2026, listing 200 securities.
- Q2 2026: 13F-HR filed Jul 27, 2026, listing 636 securities.
- Q1 2026: 13F-HR filed Apr 30, 2026, listing 1,065 securities.
- Q4 2025: 13F-HR filed Feb 13, 2026, listing 503 securities.
- Q3 2025: 13F-HR filed Nov 6, 2025, listing 293 securities.
- Q2 2025: 13F-HR filed Jul 31, 2025, listing 1,204 securities.