HIMX · Form 4 · Wu Jordan – Himax Technologies, Inc.

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HIMX · Form 4 · Wu Jordan – Himax Technologies, Inc. | Signal8

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FRHCFreedom Holding Corp. Nov 9, 2026 · 7:30 PM ET 13D/A Freedom Holding CEO and Chairman Timur Turlov filed a Schedule 13D/A disclosing that on No… Exhibits:EX-99.1	Nov 9, 20267:30 PM ET	13D/A	FRHC Freedom Holding Corp.	Exhibits:EX-99.1 Freedom Holding CEO and Chairman Timur Turlov filed a Schedule 13D/A disclosing that on November 5, 2026 he and his entity Turlov Private Holding Ltd. agreed to Heads of Terms to a…
ASPEAspen Neuroscience, Inc. Nov 9, 2026 · 7:28 PM ET 13D ARCH Venture entities and partners filed a Schedule 13D disclosing beneficial ownership of… Exhibits:EX-99.1	Nov 9, 20267:28 PM ET	13D	ASPE Aspen Neuroscience, Inc.	Exhibits:EX-99.1 ARCH Venture entities and partners filed a Schedule 13D disclosing beneficial ownership of 3,754,922 shares of Aspen Neuroscience common stock, a 12.9% stake, following Aspen's IPO…
Core University Living Real Estate Income Trust Nov 9, 2026 · 7:14 PM ET 13D/A CS RE Holdings, LLC, Core Spaces, LLC and Marc Lifshin filed Amendment No. 1 to their Sche…	Nov 9, 20267:14 PM ET	13D/A	Core University Living Real Estate Income Trust	CS RE Holdings, LLC, Core Spaces, LLC and Marc Lifshin filed Amendment No. 1 to their Schedule 13D on Core University Living Real Estate Income Trust, reporting beneficial ownershi…
EXELEXELIXIS, INC. Nov 9, 2026 · 7:10 PM ET 13D/A Farallon Capital Management filed Amendment No. 9 to its Schedule 13D on Exelixis, disclos… Exhibits:EX-99.1	Nov 9, 20267:10 PM ET	13D/A	EXEL EXELIXIS, INC.	Exhibits:EX-99.1 Farallon Capital Management filed Amendment No. 9 to its Schedule 13D on Exelixis, disclosing that the fund group's stake fell to 4.9% (12,017,906 shares) as of November 6, 2026, d…
FATEFATE THERAPEUTICS INC Nov 9, 2026 · 7:08 PM ET 13D/A Redmile Group, Jeremy C. Green, and affiliated funds filed Amendment No. 11 to their Sched… Exhibits:EX-99.11	Nov 9, 20267:08 PM ET	13D/A	FATE FATE THERAPEUTICS INC	Exhibits:EX-99.11 Redmile Group, Jeremy C. Green, and affiliated funds filed Amendment No. 11 to their Schedule 13D on Fate Therapeutics, adding Redmile Capital Offshore II Master Fund, Ltd. as a re…
GAMEGameSquare Holdings, Inc. Nov 9, 2026 · 6:49 PM ET 13D Credenza, Inc. filed a Schedule 13D disclosing beneficial ownership of 979,095 shares of G…	Nov 9, 20266:49 PM ET	13D	GAME GameSquare Holdings, Inc.	Credenza, Inc. filed a Schedule 13D disclosing beneficial ownership of 979,095 shares of GameSquare Holdings common stock, equal to 5.40% of the 18,131,385 shares outstanding as of…
LTCHLatch, Inc. Nov 9, 2026 · 6:48 PM ET 13D/A The Tishman Speyer-related reporting persons filed a final Amendment No. 1 to their Schedu…	Nov 9, 20266:48 PM ET	13D/A	LTCH Latch, Inc.	The Tishman Speyer-related reporting persons filed a final Amendment No. 1 to their Schedule 13D on Latch, Inc. (LTCH), reducing their stakes below 5% as of June 4, 2026 — each now…
SIRISIRIUS XM HOLDINGS INC. Nov 9, 2026 · 6:12 PM ET 13D/A John C. Malone filed Amendment No. 2 to his Schedule 13D on Sirius XM Holdings, disclosing…	Nov 9, 20266:12 PM ET	13D/A	SIRI SIRIUS XM HOLDINGS INC.	John C. Malone filed Amendment No. 2 to his Schedule 13D on Sirius XM Holdings, disclosing that as of November 6, 2026 he ceased to be the beneficial owner of more than five percen…
MERCMERCER INTERNATIONAL INC. Nov 9, 2026 · 5:57 PM ET 13D Redwood Capital Management and affiliated reporting persons filed an exit Schedule 13D on… Exhibits:EX-99	Nov 9, 20265:57 PM ET	13D	MERC MERCER INTERNATIONAL INC.	Exhibits:EX-99 Redwood Capital Management and affiliated reporting persons filed an exit Schedule 13D on Mercer International, disclosing they sold all 4,648,133 shares they held on November 3, 2…
ETDETHAN ALLEN INTERIORS INC Nov 9, 2026 · 5:54 PM ET 13D/A Douglas G. Bergeron and his affiliated 13D group disclosed that three of his director nomi… Exhibits:EX-99.1	Nov 9, 20265:54 PM ET	13D/A	ETD ETHAN ALLEN INTERIORS INC	Exhibits:EX-99.1 Douglas G. Bergeron and his affiliated 13D group disclosed that three of his director nominees — Doug Bergeron, Kristine E. Miller, and Steve Oblak — were elected to Ethan Allen's…
SUNSSunrise Realty Trust, Inc. Nov 9, 2026 · 5:44 PM ET 13D/A Leonard M. Tannenbaum filed Amendment No. 6 to his Schedule 13D on Sunrise Realty Trust, r… Exhibits:EX-99.1	Nov 9, 20265:44 PM ET	13D/A	SUNS Sunrise Realty Trust, Inc.	Exhibits:EX-99.1 Leonard M. Tannenbaum filed Amendment No. 6 to his Schedule 13D on Sunrise Realty Trust, reporting beneficial ownership of 6,269,981 shares, or 28.5% of the common stock, as of the…
CLYMClimb Bio, Inc. Nov 9, 2026 · 5:32 PM ET 13D/A RA Capital Management and affiliates (Peter Kolchinsky, Rajeev Shah) filed Amendment No. 1…	Nov 9, 20265:32 PM ET	13D/A	CLYM Climb Bio, Inc.	RA Capital Management and affiliates (Peter Kolchinsky, Rajeev Shah) filed Amendment No. 11 to their Schedule 13D on Climb Bio (CLYM), reporting beneficial ownership of 23,941,277…
SLESuper League Enterprise, Inc. Nov 9, 2026 · 5:32 PM ET 13D/A eSports Now LLC and eSports Holdco LLC filed Amendment No. 1 to their Schedule 13D on Supe…	Nov 9, 20265:32 PM ET	13D/A	SLE Super League Enterprise, Inc.	eSports Now LLC and eSports Holdco LLC filed Amendment No. 1 to their Schedule 13D on Super League Enterprise, Inc., reporting the acquisition of 158,000 shares of common stock via…
SLESuper League Enterprise, Inc. Nov 9, 2026 · 5:30 PM ET 13D/A Evo Fund, Evolution Capital Management LLC, and Michael Lerch amended their Schedule 13D o…	Nov 9, 20265:30 PM ET	13D/A	SLE Super League Enterprise, Inc.	Evo Fund, Evolution Capital Management LLC, and Michael Lerch amended their Schedule 13D on Super League Enterprise, Inc. to report the acquisition of 172,797 shares via a partial…
STISolidion Technology Inc. Nov 9, 2026 · 5:30 PM ET 8-K Solidion Technology (NASDAQ: STI) reported Q3 2026 net income of approximately $244,000, o… 2.02Results of operations9.01ExhibitsExhibits:EX-99.1	Nov 9, 20265:30 PM ET	8-K	STI Solidion Technology Inc.	2.02Results of operations9.01ExhibitsExhibits:EX-99.1 Solidion Technology (NASDAQ: STI) reported Q3 2026 net income of approximately $244,000, or $0.02 EPS, a swing from a $4.1 million loss ($1.33 EPS) in the prior-year quarter. The…
UPLDUpland Software, Inc. Nov 9, 2026 · 5:29 PM ET 8-K Upland Software announced that Ulysses Aggregator, LP, an affiliate of sponsor HGGC, agree… 1.01Material agreement7.01Reg FD9.01ExhibitsExhibits:EX-10.1EX-99.1	Nov 9, 20265:29 PM ET	8-K	UPLD Upland Software, Inc.	1.01Material agreement7.01Reg FD9.01ExhibitsExhibits:EX-10.1EX-99.1 Upland Software announced that Ulysses Aggregator, LP, an affiliate of sponsor HGGC, agreed to waive the accumulation and accrual of 4.5% paid-in-kind dividends on all 115,000 shar…
Vertical Data Inc. Nov 9, 2026 · 5:29 PM ET 8-K/AVertical Data Inc. (OTCQB: VDTA) closed a ~$4.24 million private placement of common stock… 7.01Reg FD9.01ExhibitsExhibits:EX-99.1	Nov 9, 20265:29 PM ET	8-K/A	Vertical Data Inc.	7.01Reg FD9.01ExhibitsExhibits:EX-99.1 Vertical Data Inc. (OTCQB: VDTA) closed a ~$4.24 million private placement of common stock on November 2, 2026, issuing 1,413,640 shares at $3.00 per share. Insider participation…
OBAIOur Bond, Inc. Nov 9, 2026 · 5:29 PM ET 8-K Our Bond, Inc. (Nasdaq: OBAI) and Ascent Partners Fund LLC amended their Securities Purcha… 1.01Material agreement9.01ExhibitsExhibits:EX-10.1	Nov 9, 20265:29 PM ET	8-K	OBAI Our Bond, Inc.	1.01Material agreement9.01ExhibitsExhibits:EX-10.1 Our Bond, Inc. (Nasdaq: OBAI) and Ascent Partners Fund LLC amended their Securities Purchase Agreement dated November 3, 2026, under which Ascent may buy OBAI common stock at $2.75…
LASELASE Corp. Nov 9, 2026 · 5:29 PM ET 8-K LASE Corp. appointed CFO Tim Peterman and quantum-components expert Sanjay Adhav to its Bo… 5.02Officer/director change7.01Reg FD9.01ExhibitsExhibits:EX-99.1	Nov 9, 20265:29 PM ET	8-K	LASE LASE Corp.	5.02Officer/director change7.01Reg FD9.01ExhibitsExhibits:EX-99.1 LASE Corp. appointed CFO Tim Peterman and quantum-components expert Sanjay Adhav to its Board of Directors on November 3, 2026, filling two existing vacancies. The appointments wer…
TPCSTECHPRECISION CORP Nov 9, 2026 · 5:27 PM ET 8-K TechPrecision Corporation closed a new credit facility with Rosenthal & Rosenthal on Novem… 1.01Material agreement1.02Agreement terminated2.03Direct financial obligation+2Exhibits:EX-10.1EX-10.2+3	Nov 9, 20265:27 PM ET	8-K	TPCS TECHPRECISION CORP	1.01Material agreement1.02Agreement terminated2.03Direct financial obligation+2Exhibits:EX-10.1EX-10.2+3 TechPrecision Corporation closed a new credit facility with Rosenthal & Rosenthal on November 3, 2026, comprising a $5 million revolving line plus $1.5 million and $3.5 million ter…

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