COF · Form 144 · CAPITAL ONE FINANCIAL CORP

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COF · Form 144 · CAPITAL ONE FINANCIAL CORP | Signal8

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Filings				Description
WHWKWhitehawk Therapeutics, Inc. Nov 9, 2026 · 8:04 AM ET 8-K Whitehawk Therapeutics reported Q3 2026 results with a net loss of $21.2 million versus $1… 2.02Results of operations9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:04 AM ET	8-K	WHWK Whitehawk Therapeutics, Inc.	2.02Results of operations9.01ExhibitsExhibits:EX-99.1 Whitehawk Therapeutics reported Q3 2026 results with a net loss of $21.2 million versus $17.7 million a year ago, and R&D expense rising to $18.1 million from $14.3 million as its…
EVLVEvolv Technologies Holdings, Inc. Nov 9, 2026 · 8:03 AM ET 8-K Evolv Technologies (NASDAQ: EVLV) appointed Jason Blessing, 55, to its Board of Directors… 5.02Officer/director change7.01Reg FD9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:03 AM ET	8-K	EVLV Evolv Technologies Holdings, Inc.	5.02Officer/director change7.01Reg FD9.01ExhibitsExhibits:EX-99.1 Evolv Technologies (NASDAQ: EVLV) appointed Jason Blessing, 55, to its Board of Directors effective November 6, 2026, as an independent Class III director serving until the 2027 an…
DCTHDELCATH SYSTEMS, INC. Nov 9, 2026 · 8:02 AM ET 8-K Delcath Systems reported Q3 2026 revenue of $35.1 million, up 71% from $20.6 million in th… 2.02Results of operations9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:02 AM ET	8-K	DCTH DELCATH SYSTEMS, INC.	2.02Results of operations9.01ExhibitsExhibits:EX-99.1 Delcath Systems reported Q3 2026 revenue of $35.1 million, up 71% from $20.6 million in the prior-year quarter, driven by $32.7 million in HEPZATO KIT sales in the U.S. and $2.4 mi…
RBARB GLOBAL INC. Nov 9, 2026 · 8:02 AM ET 8-K RB Global reported strong Q3 2026 results, with revenue up 17% year over year to $1.3 bill… 2.02Results of operations8.01Other events9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:02 AM ET	8-K	RBA RB GLOBAL INC.	2.02Results of operations8.01Other events9.01ExhibitsExhibits:EX-99.1 RB Global reported strong Q3 2026 results, with revenue up 17% year over year to $1.3 billion and gross transaction value up 20% to $4.7 billion. GAAP diluted EPS jumped 63% to $0.…
CNHCNH Industrial N.V. Nov 9, 2026 · 8:02 AM ET 8-K CNH Industrial has agreed to sell a 70% stake in its Construction Equipment business to Ja… 1.01Material agreement7.01Reg FD9.01ExhibitsExhibits:EX-2.1EX-99.1	Nov 9, 20268:02 AM ET	8-K	CNH CNH Industrial N.V.	1.01Material agreement7.01Reg FD9.01ExhibitsExhibits:EX-2.1EX-99.1 CNH Industrial has agreed to sell a 70% stake in its Construction Equipment business to Japan's Kobelco Construction Machinery, with Kobe Steel guaranteeing the purchase, in a deal…
TPBTurning Point Brands, Inc. Nov 9, 2026 · 8:01 AM ET 8-K Turning Point Brands reported Q3 2026 net sales of $151.1 million, up 27.0%, with Modern O… 2.02Results of operations9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:01 AM ET	8-K	TPB Turning Point Brands, Inc.	2.02Results of operations9.01ExhibitsExhibits:EX-99.1 Turning Point Brands reported Q3 2026 net sales of $151.1 million, up 27.0%, with Modern Oral net sales doubling to $74.4 million and now representing 49.2% of total company net sa…
QNMEQuanome Technologies, Inc. Nov 9, 2026 · 8:01 AM ET 8-K Quanome Technologies (Nasdaq: QNME, formerly Lakeside Holding) signed a Stock Purchase Agr… 1.01Material agreement3.02Unregistered sale7.01Reg FD+1Exhibits:EX-10.1EX-99.1	Nov 9, 20268:01 AM ET	8-K	QNME Quanome Technologies, Inc.	1.01Material agreement3.02Unregistered sale7.01Reg FD+1Exhibits:EX-10.1EX-99.1 Quanome Technologies (Nasdaq: QNME, formerly Lakeside Holding) signed a Stock Purchase Agreement on November 4, 2026 to acquire 31,579 newly issued shares of QAI Labs Ltd., an earl…
ARGXARGENX SE Nov 9, 2026 · 8:01 AM ET 6-K argenx reported that its Phase 3 ALKIVIA study met its primary and key secondary endpoints… Exhibits:EX-99.1	Nov 9, 20268:01 AM ET	6-K	ARGX ARGENX SE	Exhibits:EX-99.1 argenx reported that its Phase 3 ALKIVIA study met its primary and key secondary endpoints, with efgartigimod showing a statistically significant 15.4-point greater improvement in…
OFIXOrthofix Medical Inc. Nov 9, 2026 · 8:01 AM ET 8-K Orthofix reported Q3 2026 net sales of $207.9 million, up 1.1% on a reported basis and 2.3… 2.02Results of operations7.01Reg FD9.01ExhibitsExhibits:EX-99.1EX-99.2	Nov 9, 20268:01 AM ET	8-K	OFIX Orthofix Medical Inc.	2.02Results of operations7.01Reg FD9.01ExhibitsExhibits:EX-99.1EX-99.2 Orthofix reported Q3 2026 net sales of $207.9 million, up 1.1% on a reported basis and 2.3% pro forma constant currency, with a net loss of $6.1 million ($(0.15) per share) and adj…
WHFWhiteHorse Finance, Inc. Nov 9, 2026 · 8:00 AM ET 8-K WhiteHorse Finance (Nasdaq: WHF) reported Q3 2026 net investment income of $4.4 million, o… 2.02Results of operations7.01Reg FD9.01ExhibitsExhibits:EX-99.1EX-99.2	Nov 9, 20268:00 AM ET	8-K	WHF WhiteHorse Finance, Inc.	2.02Results of operations7.01Reg FD9.01ExhibitsExhibits:EX-99.1EX-99.2 WhiteHorse Finance (Nasdaq: WHF) reported Q3 2026 net investment income of $4.4 million, or $0.207 per share, down from $6.1 million, or $0.263 per share, a year earlier. Core NII…
ONCOOnconetix, Inc. Nov 9, 2026 · 8:00 AM ET 8-KOnconetix, Inc. (Nasdaq: ONCO) completed a one-for-ten reverse stock split effective Novem… 5.03Charter amendment9.01ExhibitsExhibits:EX-3.1	Nov 9, 20268:00 AM ET	8-K	ONCO Onconetix, Inc.	5.03Charter amendment9.01ExhibitsExhibits:EX-3.1 Onconetix, Inc. (Nasdaq: ONCO) completed a one-for-ten reverse stock split effective November 6, 2026, filing the Certificate of Amendment with Delaware on November 4, 2026. Every…
CMPXCompass Therapeutics, Inc. Nov 9, 2026 · 8:00 AM ET 8-K Compass Therapeutics reported Q3 2026 results with a net loss of $27.2 million ($0.15/shar… 2.02Results of operations9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:00 AM ET	8-K	CMPX Compass Therapeutics, Inc.	2.02Results of operations9.01ExhibitsExhibits:EX-99.1 Compass Therapeutics reported Q3 2026 results with a net loss of $27.2 million ($0.15/share), nearly doubling from $14.3 million a year ago, driven by a 72% jump in R&D expense to…
PROFProfound Medical Corp. Nov 9, 2026 · 8:00 AM ET 8-KProfound Medical announced on November 9, 2026 that it will participate in the Stifel 2026… 7.01Reg FD9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:00 AM ET	8-K	PROF Profound Medical Corp.	7.01Reg FD9.01ExhibitsExhibits:EX-99.1 Profound Medical announced on November 9, 2026 that it will participate in the Stifel 2026 Healthcare Conference in New York City on November 12, 2026. President Richard Fabian wil…
SIRISIRIUS XM HOLDINGS INC. Nov 9, 2026 · 8:00 AM ET 8-K SiriusXM announced on November 9, 2026 that Anjali Sud will become CEO effective January 1… 5.02Officer/director change9.01ExhibitsExhibits:EX-10.1EX-10.2+1	Nov 9, 20268:00 AM ET	8-K	SIRI SIRIUS XM HOLDINGS INC.	5.02Officer/director change9.01ExhibitsExhibits:EX-10.1EX-10.2+1 SiriusXM announced on November 9, 2026 that Anjali Sud will become CEO effective January 1, 2027, succeeding Jennifer Witz, who steps down as CEO and director on December 31, 2026…
PLCEChildrens Place, Inc. Nov 9, 2026 · 8:00 AM ET 8-K The Children's Place filed voluntary Chapter 11 petitions on November 8, 2026 in the U.S.… 1.01Material agreement1.03Bankruptcy2.04Default/acceleration+3Exhibits:EX-99.1	Nov 9, 20268:00 AM ET	8-K	PLCE Childrens Place, Inc.	1.01Material agreement1.03Bankruptcy2.04Default/acceleration+3Exhibits:EX-99.1 The Children's Place filed voluntary Chapter 11 petitions on November 8, 2026 in the U.S. Bankruptcy Court for the District of New Jersey, Case No. 26-22682. The filing accelerated…
CDTCDT Equity Inc. Nov 9, 2026 · 8:00 AM ET 8-KCDT Equity Inc. disclosed that former CEO Andrew Regan, through Corvus Capital Limited, in… 8.01Other events	Nov 9, 20268:00 AM ET	8-K	CDT CDT Equity Inc.	8.01Other events CDT Equity Inc. disclosed that former CEO Andrew Regan, through Corvus Capital Limited, intends to make a non-binding proposal to acquire all outstanding common stock at $2.00 per…
CVICVR ENERGY INC Nov 9, 2026 · 8:00 AM ET 8-KCVR Energy filed an 8-K on November 9, 2026 furnishing a lender presentation for a propose… 7.01Reg FD9.01ExhibitsExhibits:EX-99.1	Nov 9, 20268:00 AM ET	8-K	CVI CVR ENERGY INC	7.01Reg FD9.01ExhibitsExhibits:EX-99.1 CVR Energy filed an 8-K on November 9, 2026 furnishing a lender presentation for a proposed ~$1.5 billion Term Loan B secured credit facility, part of the financing for a ~$4.2 bil…
MSTRStrategy Inc Nov 9, 2026 · 8:00 AM ET 8-KStrategy Inc filed its weekly capital-markets update for Nov 2-8, 2026, reporting $283.8M… 7.01Reg FD8.01Other events	Nov 9, 20268:00 AM ET	8-K	MSTR Strategy Inc	7.01Reg FD8.01Other events Strategy Inc filed its weekly capital-markets update for Nov 2-8, 2026, reporting $283.8M in net proceeds from the sale of 2,051,348 MSTR common shares under its at-the-market prog…
FVNFuture Vision II Acquisition Corp. Nov 9, 2026 · 8:00 AM ET 8-K Future Vision II Acquisition Corp. received written notice from Nasdaq on November 5, 2026… 3.01Delisting notice9.01Exhibits	Nov 9, 20268:00 AM ET	8-K	FVN Future Vision II Acquisition Corp.	3.01Delisting notice9.01Exhibits Future Vision II Acquisition Corp. received written notice from Nasdaq on November 5, 2026 confirming it has regained compliance with the minimum public holders requirement under N…
NWGLCL Workshop Group Ltd Nov 9, 2026 · 8:00 AM ET 6-K CL Workshop Group Limited dismissed its auditor WWC, P.C. and engaged Harmony CPA LLP, bot… Exhibits:EX-16.1	Nov 9, 20268:00 AM ET	6-K	NWGL CL Workshop Group Ltd	Exhibits:EX-16.1 CL Workshop Group Limited dismissed its auditor WWC, P.C. and engaged Harmony CPA LLP, both effective November 9, 2026, following an audit committee recommendation. WWC's reports…

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