Spence John Yogi
SEC insider (Form 3/4/5 filer). CIK 0001718133. Insider at XAI Floating Rate & Alternative Income Trust (XFLT) and 4 other issuers. 22 reported Form 4/5 transactions since Sep 2024; latest on Oct 23, 2026. Located in CHICAGO, IL.
Companies Spence John Yogi has filed insider reports for
- XAI Floating Rate & Alternative Income Trust (XFLT)
- Evanston Multi-Alpha Fund (NONE)
- Octagon XAI CLO Income Fund (NONE): Officer, Adviser Personnel
- XAI Madison Equity Premium Income Fund (MCN)
- Montana Technologies Corp. (AIRJ): 10% Owner
Spence John Yogi
CIK: 0001718133
Transaction Breakdown
High conviction signal
Position reduction
Derivative conversions
Compensation grants
Gifts, tax withholding, conversions, dispositions to the issuer and other codes
Discretionary Trading P&L
Holdings
Transaction History (22 total)
- Oct 23, 2026XFLT
XAI Floating Rate & Alternative Income Trust
PurchaseDirect1K shares at avg. $16.50$17K - Oct 21, 2026XFLT
XAI Floating Rate & Alternative Income Trust
PurchaseDirect2K shares at avg. $17.07$34K - Sep 1, 2026No ticker
Evanston Multi-Alpha Fund
PurchaseDirect10.4K shares at avg. $9.63$100K - Jun 1, 2026No ticker
Octagon XAI CLO Income Fund
PurchaseIndirect200K shares- - Jun 1, 2026No ticker
Octagon XAI CLO Income Fund
PurchaseDirect100K shares- - Feb 19, 2026XFLT
XAI Octagon Floating Rate & Alternative Income Trust
PurchaseDirect5K shares at avg. $3.90$20K - Dec 24, 2025XFLT
XAI Octagon Floating Rate & Alternative Income Trust
GiftIndirect7.8K shares- - Feb 21, 2025XFLT
XAI Octagon Floating Rate & Alternative Income Trust
PurchaseDirect2K shares at avg. $6.38$13K - Feb 19, 2025XFLT
XAI Octagon Floating Rate & Alternative Income Trust
PurchaseDirect3K shares at avg. $6.41$19K - Dec 31, 2024OCTIX
Octagon XAI CLO Income Fund
PurchaseDirect59 shares at avg. $25.34$2K
| Type | Shares | Price | Ownership | |||
|---|---|---|---|---|---|---|
| Oct 23, 2026 |  XFLT XAI Floating Rate & Alternative Income Trust | Purchase | 1,000 | $16.50 | $16,500 | Direct |
| Oct 21, 2026 | XFLT XAI Floating Rate & Alternative Income Trust | Purchase | 2,000 | $17.07 | $34,140 | Direct |
| Sep 1, 2026 |  No ticker Evanston Multi-Alpha Fund | Purchase | 10,388 | $9.63 | $100,001 | Direct |
| Jun 1, 2026 | No ticker Octagon XAI CLO Income Fund | Purchase | 200,000 | - | $0 | Indirect |
| Jun 1, 2026 | No ticker Octagon XAI CLO Income Fund | Purchase | 100,000 | - | $0 | Direct |
| Feb 19, 2026 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Purchase | 5,000 | $3.90 | $19,500 | Direct |
| Dec 24, 2025 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Gift | 7,811 | - | - | Indirect |
| Feb 21, 2025 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Purchase | 2,000 | $6.38 | $12,760 | Direct |
| Feb 19, 2025 | XFLT XAI Octagon Floating Rate & Alternative Income Trust | Purchase | 3,000 | $6.41 | $19,229 | Direct |
| Dec 31, 2024 |  OCTIX Octagon XAI CLO Income Fund | Purchase | 59 | $25.34 | $1,500 | Direct |
1-10 of 22 transactions