XAI Octagon Floating Rate & Alternative Income Term Trust

NYSE:XFLTFinancial Services · Asset Management - Income

Mkt Cap$250.7M

Float4.76M

Shares O/S15.23M

Inst Own30.2%

Div Yield19.29%

Dilution

+0.06%$16.46

AH Close$16.46+0.00%vs close

Mkt Cap$250.7M

Float4.76M

O/S15.23M

Inst Own30.2%

Div Yield19.29%

Dilution

NYSE:XFLT$16.46+0.06%

MCap$250.7M

Float4.76M

O/S15.23M

Inst Own30.2%

Dilution

Historical Data

Date	Open	High	Low	Close	Volume

Key Metrics

Market Cap$250.70M

Enterprise Value--

P/E Ratio--

Est. Net Cash/Share--

Institutional Ownership30.18%

based on 15.23M shares outstanding

SectorFinancial Services

IndustryAsset Management - Income

ExchangeNYSE

Country

IPO DateOct 9, 2017

Shares Outstanding15.23M

Float4.76M

Company Overview

Operating as a diversified, closed-end investment trust, XAI Octagon Floating Rate & Alternative Income Term Trust focuses its capital allocation on a dynamically managed portfolio. This portfolio primarily comprises floating-rate credit instruments and various other structured credit investments sourced from private markets. The Trust was established on September 27, 2017, and maintains its headquarters in Chicago, Illinois.

Leadership

Benjamin D. McCulloch

Chief Legal Officer and Secretary

Derek Mullins

Chief Financial Officer and Treasurer

Gregory G. Dingens

Chair of the Board

John “Yogi” Spence

Vice President

Employees

Country

Sector

Financial Services

Website

xainvestments.com

Analyst Coverage

ConsensusBuy

Price Target

No price targets available

Ratings Distribution

BUY

HOLD

SELL

TOTAL1

Insider Trades

Insider	Title	Type	Shares	Value	Date
Spence John Yogi	--	Purchase	1.0K	$16.5K	Oct 23, 2026
Spence John Yogi	--	Purchase	2.0K	$34.1K	Oct 21, 2026
Spence John Yogi	--	Purchase	5.0K	$19.5K	Feb 19, 2026
McCulloch Benjamin	Secretary & CLO	Other	3.4K	--	Dec 24, 2025
Brombach Theodore J	President & CEO	Withholding/Transfer	7.8K	--	Dec 24, 2025
Spence John Yogi	--	Withholding/Transfer	7.8K	--	Dec 24, 2025

Shareholders

30.2%

Institutional

(59)

1.6%

Insiderⓘ

(7)

0.0%

5%+ Owners

(0)

68.2%

Unattributed (incl. retail)ⓘ

Institutional30.2%

Insider1.6%

Unattributed (incl. retail)68.2%

Top Shareholders

Name	Shares	%	Source
Sit Investment Associates, Inc. · also on 13F· joint filing· may incl. warrants· filed May 2026	638.0K	4.2%	13G
SIT INVESTMENT ASSOCIATES INC	633.0K	4.2%	13F
MORGAN STANLEY	619.5K	4.1%	13F
Eagle Point Credit Management LLC	439.9K	2.9%	13F
Matisse Capital	346.1K	2.3%	13F
Bulldog Investors, LLP	316.5K	2.1%	13F
CITADEL ADVISORS LLC	286.8K	1.9%	13F
ABSOLUTE INVESTMENT ADVISERS, LLC	239.9K	1.6%	13F
GUGGENHEIM CAPITAL LLC	222.2K	1.5%	13F
Thomas J. Herzfeld Advisors, Inc.	198.7K	1.3%	13F