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Brombach Theodore J

SEC insider (Form 3/4/5 filer). CIK 0001718218. Insider at Evanston Multi-Alpha Fund (NONE) and 4 other issuers. 10 reported Form 4/5 transactions since Sep 2024; latest on Jun 1, 2026. Located in CHICAGO, IL.

Companies Brombach Theodore J has filed insider reports for

  • Evanston Multi-Alpha Fund (NONE)
  • Octagon XAI CLO Income Fund (NONE): Director, Officer, President and CEO
  • XAI Octagon Floating Rate & Alternative Income Trust (XFLT): Officer, President & CEO
  • Madison Covered Call & Equity Strategy Fund (MCN): Officer, President & CEO
  • Montana Technologies Corp. (AIRJ): 10% Owner
Brombach Theodore J profile photo

Brombach Theodore J

CIK: 0001718218

Transaction Breakdown

Open Market Buys (P)2 (20.0%)

High conviction signal

Open Market Sales (S)0 (0.0%)

Position reduction

Option Exercises (M)0 (0.0%)

Derivative conversions

Awards (A)0 (0.0%)

Compensation grants

Other (G, F, J, C, D, …)8 (80.0%)

Gifts, tax withholding, conversions, dispositions to the issuer and other codes

Companies & Roles (5)

Evanston Multi-Alpha Fund logo
NONE

Evanston Multi-Alpha Fund

Octagon XAI CLO Income Fund logo
NONE

Octagon XAI CLO Income Fund

DirectorOfficer
XAI Octagon Floating Rate & Alternative Income Trust logo
XFLT

XAI Octagon Floating Rate & Alternative Income Trust

Officer
Madison Covered Call & Equity Strategy Fund logo
MCN

Madison Covered Call & Equity Strategy Fund

Officer
Montana Technologies Corp. logo
AIRJ

Montana Technologies Corp.

10% Owner

Discretionary Trading P&L

Holdings

Transaction History (10 total)

  • Octagon XAI CLO Income Fund logo
    No ticker

    Octagon XAI CLO Income Fund

    Jun 1, 2026
    Purchase
    Direct
    100K shares-
  • Octagon XAI CLO Income Fund logo
    No ticker

    Octagon XAI CLO Income Fund

    Jun 1, 2026
    Purchase
    Indirect
    200K shares-
  • XAI Octagon Floating Rate & Alternative Income Trust logo
    XFLT

    XAI Octagon Floating Rate & Alternative Income Trust

    Dec 24, 2025
    Gift
    Indirect
    7.8K shares-
  • XAI Octagon Floating Rate & Alternative Income Trust logo
    XFLT

    XAI Octagon Floating Rate & Alternative Income Trust

    Dec 18, 2024
    Other
    Indirect
    6.1K shares-
  • Montana Technologies Corp. logo
    AIRJ

    Montana Technologies Corp.

    Oct 17, 2024
    Other
    Direct
    746.7K shares-
  • Montana Technologies Corp. logo
    AIRJ

    Montana Technologies Corp.

    Oct 17, 2024
    Other
    Indirect
    3.5M shares-
  • Montana Technologies Corp. logo
    AIRJ

    Montana Technologies Corp.

    Oct 17, 2024
    Other
    Indirect
    153.6K shares-
  • Montana Technologies Corp. logo
    AIRJ

    Montana Technologies Corp.

    Sep 16, 2024
    Other
    Indirect
    6.8M shares-
  • XAI Octagon Floating Rate & Alternative Income Trust logo
    XFLT

    XAI Octagon Floating Rate & Alternative Income Trust

    Jul 17, 2024
    Other
    Indirect
    831 shares-
  • XAI Octagon Floating Rate & Alternative Income Trust logo
    XFLT

    XAI Octagon Floating Rate & Alternative Income Trust

    Jul 10, 2024
    Other
    Indirect
    2.4K shares-

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