Caterpillar Inc. (CAT) Insider Trading
Directors, officers and holders of more than 10% of CAT report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 50 most recent of 450 transactions on file: 0 with code P, 15 with code S and 35 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 26, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 23 | $692.13 | $15,919 |
| Oct 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 8 | $692.13 | $5,537 |
| Oct 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 13 | $692.13 | $8,998 |
| Oct 26, 2026 | Kaiser Jason | Group President | A Award | 13 | $692.13 | $8,998 |
| Sep 30, 2026 | MacLennan David | Director | A Award | 28 | $821.01 | $22,988 |
| Sep 30, 2026 | GOOD LYNN J | Director | A Award | 30 | $821.01 | $24,630 |
| Sep 25, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 7 | $821.58 | $5,751 |
| Sep 25, 2026 | Kaiser Jason | Group President | A Award | 11 | $821.58 | $9,037 |
| Sep 25, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 19 | $821.58 | $15,610 |
| Sep 25, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 11 | $821.58 | $9,037 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | M Exercise | 44,403 | $219.76 | $9,758,003 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 4,831 | $813.72 | $3,931,081 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 1,280 | $812.09 | $1,039,475 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 480 | $800.19 | $384,091 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 280 | $802.10 | $224,588 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 5,035 | $811.31 | $4,084,946 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | M Exercise | 44,403 | $219.76 | $9,758,003 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | F Tax Payment | 12,002 | $812.98 | $9,757,386 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 750 | $803.39 | $602,543 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 2,639 | $808.20 | $2,132,840 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 2,137 | $809.08 | $1,729,004 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 3,041 | $810.31 | $2,464,153 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 520 | $803.86 | $418,007 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 6,135 | $807.41 | $4,953,460 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 540 | $801.10 | $432,594 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 3,382 | $806.31 | $2,726,940 |
| Aug 28, 2026 | Creed Joseph E | Chief Executive Officer | S Sale | 1,351 | $805.36 | $1,088,041 |
| Aug 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 7 | $821.93 | $5,754 |
| Aug 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 11 | $821.93 | $9,041 |
| Aug 26, 2026 | Kaiser Jason | Group President | A Award | 11 | $821.93 | $9,041 |
| Aug 26, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 19 | $821.93 | $15,617 |
| Jul 24, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 5 | $888.73 | $4,444 |
| Jul 24, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 7 | $888.73 | $6,221 |
| Jul 24, 2026 | Kaiser Jason | Group President | A Award | 10 | $888.73 | $8,887 |
| Jul 24, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 18 | $888.73 | $15,997 |
| Jun 30, 2026 | MacLennan David | Director | A Award | 22 | $1055.33 | $23,217 |
| Jun 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 6 | $997.47 | $5,985 |
| Jun 26, 2026 | Kaiser Jason | Group President | A Award | 5 | $997.47 | $4,987 |
| Jun 26, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 16 | $997.47 | $15,960 |
| Jun 10, 2026 | MacLennan David | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | KEENE NAZZIC S | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | WILKINS RAYFORD JR | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | REED DEBRA L | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | Johnson Gerald | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | SCHWAB SUSAN C | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | Fish James C Jr | Director | A Award | 211 | Not measured | Not measured |
| Jun 10, 2026 | Marks Judith Fran | Director | A Award | 211 | Not measured | Not measured |
| May 26, 2026 | Creed Joseph E | Chief Executive Officer | A Award | 18 | $908.55 | $16,354 |
| May 26, 2026 | Epley Kyle Joseph | Chief Financial Officer | A Award | 6 | $908.55 | $5,451 |
| May 14, 2026 | Johnson Denise C | Group President | S Sale | 402 | $910.65 | $366,081 |
The full Form 4 history is on the CAT company page (Insider Trades card, View all).
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.