XAI Floating Rate & Alternative Income Trust (XFLT)
XAI Floating Rate & Alternative Income Trust (XFLT) Insider Trading
Directors, officers and holders of more than 10% of XFLT report their trades in its stock on SEC Form 4, within two business days. Each row below is one Form 4 transaction line. The one-letter code says what kind of transaction it was: only P (purchase) and S (sale) are open-market or private trades; awards, option exercises, tax withholding and gifts carry other codes.
Recent Form 4 transactions
The 20 most recent of 20 transactions on file: 8 with code P, 1 with code S and 11 with other codes.
| Date | Insider | Title | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Oct 23, 2026 | Spence John Yogi | Not stated | P Purchase | 1,000 | $16.50 | $16,500 |
| Oct 21, 2026 | Spence John Yogi | Not stated | P Purchase | 2,000 | $17.07 | $34,140 |
| Feb 19, 2026 | Spence John Yogi | Not stated | P Purchase | 1,000 | $19.50 | $19,500 |
| Dec 24, 2025 | McCulloch Benjamin | Secretary & CLO | J Other | 678 | Not measured | Not measured |
| Dec 24, 2025 | Brombach Theodore J | President & CEO | G Gift | 1,562 | Not measured | Not measured |
| Dec 24, 2025 | Spence John Yogi | Not stated | G Gift | 1,562 | Not measured | Not measured |
| Dec 24, 2025 | Flynn Kimberly Ann | Vice President | J Other | 701 | Not measured | Not measured |
| Oct 24, 2025 | Law Lauren Kristen | Not stated | P Purchase | 4,000 | $25.03 | $100,140 |
| Sep 11, 2025 | Jones Scott C | Not stated | S Sale | 2,602 | $28.10 | $73,119 |
| Feb 21, 2025 | Spence John Yogi | Not stated | P Purchase | 400 | $31.90 | $12,760 |
| Feb 19, 2025 | Spence John Yogi | Not stated | P Purchase | 600 | $32.05 | $19,229 |
| Dec 19, 2024 | Spence John Yogi | Not stated | P Purchase | 400 | $32.50 | $13,000 |
| Dec 18, 2024 | McCulloch Benjamin | Secretary & CLO | J Other | 571 | Not measured | Not measured |
| Dec 18, 2024 | Brombach Theodore J | President & CEO | J Other | 1,210 | Not measured | Not measured |
| Dec 18, 2024 | Spence John Yogi | Not stated | J Other | 1,210 | Not measured | Not measured |
| Dec 18, 2024 | Flynn Kimberly Ann | Vice President | J Other | 601 | Not measured | Not measured |
| Jul 17, 2024 | Spence John Yogi | Not stated | P Purchase | 166 | Not measured | Not measured |
| Jul 17, 2024 | Brombach Theodore J | President & CEO | J Other | 166 | Not measured | Not measured |
| Jul 10, 2024 | Spence John Yogi | Not stated | J Other | 478 | Not measured | Not measured |
| Jul 10, 2024 | Brombach Theodore J | President & CEO | J Other | 478 | Not measured | Not measured |
Questions about this data
Which insider transactions are open-market trades?
Code P (open market or private purchase) and code S (open market or private sale). Code F is shares withheld to pay tax on vesting stock, A is an award from the company, M and X are option exercises and G is a gift. None of those is the insider choosing to buy or sell in the market.
How quickly are insider trades reported?
A Form 4 is due before the end of the second business day after the trade. The date shown is the transaction date from the form.
Who has to file Form 4?
Officers, directors and beneficial owners of more than 10% of a class of the company’s registered equity, under Section 16 of the Securities Exchange Act.
Look up any code in the Form 4 transaction code reference, or read Form 4 codes explained.